Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00704 GLADSTONE INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 83-0423116 (Sta ...

Gladstone Investment Corporation (NASDAQ:GAIN) Q3 2020 Earnings Conference Call February 3, 2021 8:30 AM ET Company Participants David Gladstone – Chief Executive Officer Michael LiCalsi – General Counsel and Secretary David Dullum – President Julia Ryan – Chief Financial Officer Conference Call Participants Ryan Carr – Jefferies Mickey Schleien – Ladenburg Operator Greetings. Welcome to Gladstone Investment Corporation's Quarter Ended December 31, 2020, Earnings Call. At this time, all participants are in ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00704 GLADSTONE INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 83-0423116 (State or ...

Gladstone Investment (NASDAQ:GAIN) Q3 2020 Earnings Conference Call November 4, 2020 8:30 AM ET Company Participants David Gladstone - Chief Executive Officer Julia Ryan - Chief Financial Officer Michael LiCalsi - General Counsel & Secretary Dave Dullum - President Conference Call Participants Ryan Carr - Jefferies Mickey Schleien - Ladenburg Thalmann Operator Greetings, and welcome to the Gladstone Investment Corporation Earnings Call for the quarter ended September 30, 2020. At this time, all participant ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00704 GLADSTONE INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 83 ...

Gladstone Investment (NASDAQ:GAIN) Q1 2020 Earnings Conference Call July 29, 2020 8:30 AM ET Company Participants David Gladstone - Chairman & CEO Michael LiCalsi - General Counsel & Secretary David Dullum - President Julia Ryan - CFO Conference Call Participants Mickey Schleien - Ladenburg Thalmann Ryan Carr - Jefferies Henry Coffey - Wedbush Bryce Rowe - National Securities Operator Ladies and gentlemen, thank you for standing by, and welcome to the Gladstone Investment Corporation's First Quarter and Yea ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00704 GLADSTONE INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 83-0423 ...

Gladstone Investment Corp (NASDAQ:GAIN) Q4 2019 Earnings Conference Call May 13, 2020 8:30 AM ET Company Participants David Gladstone - Chairman & CEO Michael LiCalsi - President, General Counsel & Secretary David Dullum - President Julia Ryan - CFO & Treasurer Conference Call Participants Ryan Carr - Jefferies Bryce Rowe - National Securities Corporation Mickey Schleien - Ladenburg Thalmann & Co. Operator Ladies and gentlemen, thank you for standing by, and welcome to the Gladstone Investment Corporation's ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00704 GLADSTONE INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Delaware 83-0423116 (Sta ...

Gladstone Investment Corporation (NASDAQ:GAIN) Q3 2019 Earnings Conference Call February 5, 2020 8:30 AM ET Company Participants David Gladstone - Chairman & Chief Executive Officer Michael LiCalsi - General Counsel & Secretary David Dullum - President Julia Ryan - Chief Financial Officer Conference Call Participants Mickey Schleien - Ladenburg Operator Ladies and gentlemen, thank you for standing by and welcome to the Gladstone Investment Corporation Third Quarter's Earning Ending December 31st, 2019 Earni ...