Great Elm Capital Corporation (NASDAQ:GECC) Q2 2020 Earnings Conference Call August 10, 2020 10:00 AM ET Company Participants Adam Yates - Portfolio Manager Peter Reed - President and CEO Adam Kleinman - COO Keri Davis - CFO Conference Call Participants Operator Good morning ladies and gentlemen, welcome to the Great Elm Capital Corp Second Quarter Earnings Call. At this time, all participants are in a listen-only mode. Later we will conduct a question-and-answer session and instructions will follow at that ...

Portfolio Repositioning and Investment Strategy - Great Elm Capital Corp(GECC) began repositioning its portfolio during the quarter ended June 30, 2020, to maximize shareholder value[6] - GECC intends to weight investments in specialty finance businesses more significantly in its future portfolio, like Prestige Capital Finance, LLC[6] - As of June 30, 2020, GECC's portfolio fair value was $1463 million, with debt investments carrying a weighted average current yield of 102%[24] - Throughout Q2 2020 and subsequent to quarter end, GECC actively deployed approximately $255 million into eight new investments at a weighted average current yield of 127%[13] Financial Performance - Net Investment Income(NII) for the quarter ended June 30, 2020, was approximately $09 million, or $009 per share, compared to $27 million, or $026 per share, for the quarter ended March 31, 2020[6] - During Q2 2020, GECC monetized $375 million across 17 investments at a weighted average current yield of 65% and a weighted average price of $098[28] - In 2019, Prestige's pretax income was approximately $28 million on average book equity of $31 million[18] - Through the first half of 2020, Prestige's pretax income was approximately $15 million on average book equity of $33 million[18] Capital Activity and Distributions - GECC's Board set monthly distributions of $0083 per share for the third and fourth quarters of 2020, with approximately 90% to be paid in shares of common stock[56, 57] - As of June 30, 2020, GECC's asset coverage ratio was approximately 1445%, up from 1411% as of March 31, 2020[53]

Great Elm Capital Group Inc (NASDAQ:GECC) Q1 2020 Results Conference Call May 11, 2020 10:00 AM ET Company Participants Adam Yates - Investor Relations Peter Reed - President and Chief Executive Officer Adam Kleinman - Chief Operating Officer Adam Yates - Portfolio Manager Keri Davis - Chief Financial Officer Conference Call Participants Operator Ladies and gentlemen, thank you for standing by, and welcome to the Great Elm Capital Corp., First Quarter Earnings Conference Call. At this time, all participants ...

| --- | --- | --- | |-------|-------|-------| | | | | | | | | Disclaimer Statements in this communication that are not historical facts are "forward-looking" statements within the meaning of the federal securities laws. These statements are often, but not always, made through the use of words or phrases such as "expect," "anticipate," "should," "will," "estimate," "designed," "seek," "continue," "upside," "potential" and similar expressions. All such forward-looking statements involve estimates and assumpti ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 Maryland 81-2621577 800 South Street, Suite 230, Waltham, MA 02453 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (617) 375-3006 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by S ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from _______ to _________ Commission file number: 814-01211 Great Elm Capital Corp. (Exact name of registrant as specified in its charter) Registrant's telephone number, including ...