UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2020 OR ◻ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from ______________ to ______________ Commission file number: 0‑23636 HAWTHORN BANCSHARES, INC. (Exact name of registrant as specified in its charter) Missouri 43‑ ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from __________________ to _________________. (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) Securities registered ...

[PART I – FINANCIAL INFORMATION](index=2&type=section&id=PART%20I%20%E2%80%93%20FINANCIAL%20INFORMATION) [Item 1. Financial Statements](index=2&type=section&id=Item%201.%20Financial%20Statements) The consolidated financial statements for Hawthorn Bancshares, Inc. as of September 30, 2019, show a slight decrease in total assets to $1.45 billion, while stockholders' equity increased to $112.8 million, and net income for the first nine months of 2019 rose significantly to $12.0 million [Consolidated Balance Sheets](index=2&type=section&id=Consolidated%20Balance%20Sheets) As of September 30, 2019, total assets were $1.449 billion, a slight decrease from $1.482 billion at December 31, 2018, primarily due to reduced available-for-sale debt securities, while stockholders' equity increased to $112.8 million Consolidated Balance Sheet Highlights (in thousands) | Account | September 30, 2019 | December 31, 2018 | | :--- | :--- | :--- | | **Total Assets** | **$1,449,338** | **$1,481,682** | | Net Loans | $1,139,340 | $1,134,975 | | Total Investment Securities | $187,480 | $223,880 | | **Total Liabilities** | **$1,336,524** | **$1,382,268** | | Total Deposits | $1,137,407 | $1,198,468 | | **Total Stockholders' Equity** | **$112,814** | **$99,414** | [Consolidated Statements of Income](index=3&type=section&id=Consolidated%20Statements%20of%20Income) For the nine months ended September 30, 2019, net income rose 48.8% to $12.0 million, significantly boosted by a $2.2 million pre-tax gain on a branch sale and a 9.2% increase in net interest income Income Statement Summary (in thousands, except per share data) | Metric | Q3 2019 | Q3 2018 | 9 Months 2019 | 9 Months 2018 | | :--- | :--- | :--- | :--- | :--- | | Net Interest Income | $12,361 | $11,308 | $36,147 | $33,090 | | Provision for Loan Losses | $450 | $250 | $850 | $1,000 | | Gain on branch sale, net | $109 | $— | $2,183 | $— | | **Net Income** | **$3,860** | **$3,098** | **$12,046** | **$8,095** | | Diluted EPS | $0.62 | $0.49 | $1.92 | $1.29 | [Consolidated Statements of Comprehensive Income](index=4&type=section&id=Consolidated%20Statements%20of%20Comprehensive%20Income) Total comprehensive income for the nine months ended September 30, 2019, was $15.5 million, a substantial increase from $5.1 million in the prior year, driven by higher net income and a $3.4 million positive swing in other comprehensive income Comprehensive Income (in thousands) | Metric | Q3 2019 | Q3 2018 | 9 Months 2019 | 9 Months 2018 | | :--- | :--- | :--- | :--- | :--- | | Net Income | $3,860 | $3,098 | $12,046 | $8,095 | | Other Comprehensive Income (Loss) | $327 | $(892) | $3,435 | $(2,964) | | **Total Comprehensive Income** | **$4,187** | **$2,206** | **$15,481** | **$5,131** | [Consolidated Statements of Stockholders' Equity](index=5&type=section&id=Consolidated%20Statements%20of%20Stockholders'%20Equity) Total stockholders' equity increased from $99.4 million at December 31, 2018, to $112.8 million at September 30, 2019, primarily due to net income and other comprehensive income - Key drivers for the increase in stockholders' equity during the first nine months of 2019 were net income of **$12.0 million** and other comprehensive income of **$3.4 million**[11](index=11&type=chunk) [Consolidated Statements of Cash Flows](index=6&type=section&id=Consolidated%20Statements%20of%20Cash%20Flows) For the nine months ended September 30, 2019, cash and cash equivalents increased by $2.3 million, with net cash provided by operating activities of $11.1 million and investing activities of $29.2 million, offset by $38.0 million used in financing activities Cash Flow Summary - Nine Months Ended Sep 30 (in thousands) | Activity | 2019 | 2018 | | :--- | :--- | :--- | | Net Cash from Operating Activities | $11,109 | $11,250 | | Net Cash from (used in) Investing Activities | $29,215 | $(55,229) | | Net Cash (used in) from Financing Activities | $(37,992) | $17,919 | | **Net Increase (Decrease) in Cash** | **$2,332** | **$(26,060)** | [Notes to the Consolidated Financial Statements](index=7&type=section&id=Notes%20to%20the%20Consolidated%20Financial%20Statements) The notes detail significant accounting policies, including the adoption of a new lease standard in 2019, the sale of the Branson, MO branch for a $2.2 million pre-tax gain, and a decrease in impaired loans to $7.3 million - On February 8, 2019, the company completed the sale of its Branson, Missouri branch, which resulted in a pre-tax gain of approximately **$2.2 million**[20](index=20&type=chunk) - The company adopted a new lease standard (ASU No. 2016-02) on January 1, 2019, resulting in the recording of right-of-use assets and lease liabilities of **$2.3 million** each on the consolidated balance sheets[21](index=21&type=chunk)[23](index=23&type=chunk) - Impaired loans, comprising non-accrual loans and Troubled Debt Restructurings (TDRs), decreased to **$7.3 million** at September 30, 2019, from **$8.5 million** at December 31, 2018[35](index=35&type=chunk) - The effective income tax rate for the nine months ended September 30, 2019 was **19.3%**, up from **11.8%** in the prior year period, primarily due to the final impacts of the Tax Cuts and Jobs Act and higher taxable income, including the gain on the branch sale[94](index=94&type=chunk)[95](index=95&type=chunk) [Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations](index=39&type=section&id=Item%202.%20Management's%20Discussion%20and%20Analysis%20of%20Financial%20Condition%20and%20Results%20of%20Operations) Management attributes strong performance in the first nine months of 2019 to a $3.1 million increase in net interest income and a $2.2 million pre-tax gain from a branch sale, with improved credit quality and strong capital ratios - Consolidated net income for the nine months ended September 30, 2019, increased by **$3.9 million** to **$12.0 million** compared to the prior year, driven by higher net interest income and a significant gain on a branch sale[186](index=186&type=chunk) - The net interest margin (on a fully taxable equivalent basis) increased to **3.47%** for the nine months ended September 30, 2019, up from **3.29%** in the same period of 2018[187](index=187&type=chunk) - Non-performing loans decreased to **$4.8 million** (**0.41%** of total loans) at September 30, 2019, from **$5.6 million** (**0.49%** of total loans) at December 31, 2018[190](index=190&type=chunk) [Results of Operations Analysis](index=42&type=section&id=Results%20of%20Operations%20Analysis) Net income for the nine months ended September 30, 2019, increased 48.8% to $12.0 million, primarily due to a 9.2% rise in net interest income and a $2.2 million pre-tax gain on a branch sale, alongside a 3.3% decrease in non-interest expense Key Performance Indicators | Metric | 9 Months 2019 | 9 Months 2018 | | :--- | :--- | :--- | | Return on average total assets | 1.09% | 0.75% | | Return on average stockholders' equity | 15.03% | 11.69% | | Efficiency ratio | 68.13% | 75.23% | | Net interest margin | 3.47% | 3.29% | - The sale of the Branson branch in February 2019 resulted in a pre-tax gain of approximately **$2.2 million**, or **$1.7 million** after tax, for the nine months ended September 30, 2019[193](index=193&type=chunk) - Non-interest expense decreased by **3.3%** for the nine-month period, driven by a **$901,000** (**7.0%**) reduction in salaries and a **$292,000** (**6.4%**) decrease in employee benefits, primarily due to a reduction of 22 full-time equivalent employees[232](index=232&type=chunk)[234](index=234&type=chunk)[235](index=235&type=chunk) [Lending and Credit Management](index=53&type=section&id=Lending%20and%20Credit%20Management) Net loans constituted 78.6% of total assets, growing to $1.15 billion, with improved credit quality as total non-performing assets decreased to $17.6 million, and the allowance for loan losses increased to $12.2 million Non-Performing Assets (in thousands) | Metric | Sep 30, 2019 | Dec 31, 2018 | Sep 30, 2018 | | :--- | :--- | :--- | :--- | | Total non-performing loans | $4,761 | $5,576 | $6,280 | | Other real estate owned | $12,878 | $13,691 | $13,373 | | **Total non-performing assets** | **$17,639** | **$19,267** | **$19,653** | | Non-performing assets to assets | 1.22% | 1.30% | 1.35% | - In Q1 2019, management adjusted the look-back period for calculating historical loss rates for the allowance for loan losses to begin with Q1 2012, extending it from the previous five-year period to better account for the current extended economic cycle[260](index=260&type=chunk) - Net charge-offs for the nine months ended September 30, 2019, decreased to **$324,000** (**0.03%** of average loans) from **$494,000** (**0.05%** of average loans) in the prior-year period, aided by higher recoveries[267](index=267&type=chunk)[268](index=268&type=chunk) [Liquidity and Capital Resources](index=59&type=section&id=Liquidity%20and%20Capital%20Resources) The company maintained a solid liquidity position with $214.4 million in liquid assets and $1.0 billion in core deposits, alongside strong capital levels well above regulatory requirements, including a Total risk-based capital ratio of 14.47% - Core deposits, a key source of liquidity, totaled **$1.0 billion** and represented **88.0%** of total deposits as of September 30, 2019[274](index=274&type=chunk)[275](index=275&type=chunk) - The company had total available future funding capacity of **$174.2 million** from the FHLB, Federal Reserve Bank, and other credit lines as of September 30, 2019[279](index=279&type=chunk) Company Capital Ratios | Ratio | Sep 30, 2019 | Well-Capitalized Standard | | :--- | :--- | :--- | | Common Equity Tier 1 Capital | 9.50% | 6.50% (Bank) | | Tier 1 Capital | 12.60% | 8.00% (Bank) | | Total Capital | 14.47% | 10.00% (Bank) | | Tier 1 Leverage | 10.69% | 5.00% (Bank) | [Item 3. Quantitative and Qualitative Disclosures about Market Risk](index=63&type=section&id=Item%203.%20Quantitative%20and%20Qualitative%20Disclosures%20about%20Market%20Risk) The company's interest rate risk is managed by the ALCO, with a balanced balance sheet and minimal projected net interest income change of no more than 1.04% under hypothetical +/- 200 basis point rate shifts Projected Change in Net Interest Income from Rate Shocks | Hypothetical Shift in Interest Rates (bps) | Sep 30, 2019 | Dec 31, 2018 | | :--- | :--- | :--- | | +200 | (0.97)% | 0.26% | | +100 | 0.21% | 1.17% | | -100 | 1.04% | 3.39% | | -200 | 0.28% | 4.19% | [Item 4. Controls and Procedures](index=65&type=section&id=Item%204.%20Controls%20and%20Procedures) Management concluded that disclosure controls and procedures were effective as of September 30, 2019, with no material changes to internal controls, and the company is extending its evaluation of the new CECL accounting standard to align with the 2022 implementation deadline - The principal executive and financial officers concluded that disclosure controls and procedures were effective as of September 30, 2019[299](index=299&type=chunk) - The company is evaluating the impact of the new credit loss standard (CECL) and plans to extend its evaluation process to align with the new implementation deadline of 2022[305](index=305&type=chunk) [PART II - OTHER INFORMATION](index=67&type=section&id=PART%20II%20-%20OTHER%20INFORMATION) [Item 1. Legal Proceedings](index=67&type=section&id=Item%201.%20Legal%20Proceedings) The company is involved in various legal actions incidental to its business but does not believe these will have a material adverse effect on its financial condition or results of operations - The company and its subsidiaries are defendants in various legal actions, but management does not believe these will materially adversely affect the company's consolidated financial condition or results of operations[163](index=163&type=chunk) [Item 2. Unregistered Sales of Equity Securities and Use of Proceeds](index=67&type=section&id=Item%202.%20Unregistered%20Sales%20of%20Equity%20Securities%20and%20Use%20of%20Proceeds) On September 18, 2019, the Board of Directors authorized a stock repurchase program for up to $5.0 million of common stock, though no shares were purchased under this authorization during the third quarter of 2019 - A stock repurchase plan of up to **$5.0 million** was authorized on September 18, 2019, but no shares were purchased during the third quarter of 2019[308](index=308&type=chunk) [Item 6. Exhibits](index=67&type=section&id=Item%206.%20Exhibits) This section lists the exhibits filed with the Form 10-Q, including articles of incorporation, bylaws, officer certifications, and interactive data files (XBRL)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2019 OR ◻ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from ______________ to ______________ Commission file number: 0‑23636 HAWTHORN BANCSHARES, INC. (Exact name of registrant as specified in its charter) Missouri 43‑1 ...

PART I – FINANCIAL INFORMATION [Item 1. Financial Statements](index=2&type=section&id=Item%201.%20Financial%20Statements) Hawthorn Bancshares' Q1 2019 unaudited financial statements report total assets of $1.54 billion, net income of $4.7 million, boosted by a $2.1 million branch sale gain, and reflect new lease accounting standards [Consolidated Balance Sheets](index=2&type=section&id=Consolidated%20Balance%20Sheets) Total assets grew to $1.54 billion by March 31, 2019, driven by increased cash and net loans, with deposits reaching $1.25 billion and equity rising to $104.9 million Consolidated Balance Sheet Highlights (Unaudited) | (In millions) | March 31, 2019 | December 31, 2018 | | :--- | :--- | :--- | | **Assets** | | | | Cash and cash equivalents | $90.7 | $42.1 | | Net loans | $1,142.8 | $1,135.0 | | Total assets | $1,538.3 | $1,481.7 | | **Liabilities & Equity** | | | | Total deposits | $1,250.6 | $1,198.5 | | Total liabilities | $1,433.4 | $1,382.3 | | Total stockholders' equity | $104.9 | $99.4 | [Consolidated Statements of Income](index=3&type=section&id=Consolidated%20Statements%20of%20Income) Q1 2019 net income more than doubled to $4.7 million, driven by a $2.1 million branch sale gain and an 8.1% rise in net interest income, with diluted EPS at $0.77 Consolidated Income Statement Highlights (Unaudited) | (In millions, except per share) | Three Months Ended March 31, 2019 | Three Months Ended March 31, 2018 | | :--- | :--- | :--- | | Net interest income | $11.6 | $10.8 | | Provision for loan losses | $0.15 | $0.30 | | Non-interest income | $2.1 | $2.2 | | Gain on branch sale, net | $2.1 | $— | | Non-interest expense | $9.9 | $10.3 | | Net income | $4.7 | $2.1 | | Diluted earnings per share | $0.77 | $0.35 | [Consolidated Statements of Comprehensive Income](index=4&type=section&id=Consolidated%20Statements%20of%20Comprehensive%20Income) Total comprehensive income surged to $6.1 million in Q1 2019, up from $0.4 million, due to higher net income and a $1.4 million gain from available-for-sale securities Consolidated Comprehensive Income (Unaudited) | (In millions) | Three Months Ended March 31, 2019 | Three Months Ended March 31, 2018 | | :--- | :--- | :--- | | Net income | $4.7 | $2.1 | | Other comprehensive income (loss) | $1.4 | $(1.7) | | **Total comprehensive income** | **$6.1** | **$0.4** | [Consolidated Statements of Stockholders' Equity](index=5&type=section&id=Consolidated%20Statements%20of%20Stockholders%27%20Equity) Stockholders' equity increased to $104.9 million by March 31, 2019, primarily from $4.7 million net income and $1.4 million other comprehensive income, offset by $603 thousand in dividends - Key drivers for the change in stockholders' equity in Q1 2019 were net income of **$4.7 million** and other comprehensive income of **$1.4 million**, which were partially offset by **$603 thousand** in common stock dividends[11](index=11&type=chunk) [Consolidated Statements of Cash Flows](index=6&type=section&id=Consolidated%20Statements%20of%20Cash%20Flows) Cash and cash equivalents increased by $48.6 million in Q1 2019, with $3.7 million from operations, $14.5 million used in investing, and $59.5 million provided by financing Summary of Cash Flows (Unaudited) | (In millions) | Three Months Ended March 31, 2019 | | :--- | :--- | | Net cash provided by operating activities | $3.7 | | Net cash used in investing activities | $(14.5) | | Net cash provided by financing activities | $59.5 | | **Net increase in cash and cash equivalents** | **$48.6** | [Notes to the Consolidated Financial Statements](index=7&type=section&id=Notes%20to%20the%20Consolidated%20Financial%20Statements) Notes detail accounting policies, including the 2019 lease standard adoption ($2.3 million ROU assets/liabilities), loan portfolio, ALL, and the $2.1 million pre-tax gain from a branch sale - On February 8, 2019, the Company completed the sale of its Branson, Missouri branch, which resulted in a pre-tax gain of approximately **$2.1 million**[20](index=20&type=chunk) - The Company adopted ASU No. 2016-02 (Leases) on January 1, 2019, resulting in the recognition of right-of-use assets and lease liabilities of **$2.3 million** each on the consolidated balance sheets[21](index=21&type=chunk)[23](index=23&type=chunk) - Beginning in Q1 2019, management adjusted the look-back period for calculating the allowance for loan losses to start from Q1 2012 to better account for the extended economic cycle, moving away from the previous five-year look-back period[29](index=29&type=chunk) [Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations](index=37&type=section&id=Item%202%20-%20Management%27s%20Discussion%20and%20Analysis%20of%20Financial%20Condition%20And%20Results%20of%20Operations) Management attributes Q1 2019 net income of $4.7 million to a $2.1 million branch sale gain and 8.1% net interest income growth, with stable credit quality and strong capital ratios Q1 2019 vs Q1 2018 Performance Summary | (In millions) | Q1 2019 | Q1 2018 | | :--- | :--- | :--- | | Net interest income | $11.6 | $10.8 | | Gain on branch sale, net | $2.1 | $— | | Net income | $4.7 | $2.1 | - Excluding the after-tax gain of **$1.6 million** from the Branson branch sale, non-GAAP net income for Q1 2019 was **$3.0 million**, or **$0.50** per diluted share[179](index=179&type=chunk) - The net interest margin (fully taxable equivalent basis) decreased slightly to **3.26%** in Q1 2019 from **3.30%** in Q1 2018, as the cost of interest-bearing liabilities repriced faster than the yield on interest-earning assets[183](index=183&type=chunk)[199](index=199&type=chunk) [Results of Operations Analysis](index=40&type=section&id=RESULTS%20OF%20OPERATIONS%20ANALYSIS) Q1 2019 net income rose 123.3% to $4.7 million, primarily due to a $2.1 million branch sale gain, 8.1% net interest income growth, and a 3.7% decrease in non-interest expense - A key event in Q1 2019 was the sale of the Branson, MO branch, which resulted in a pre-tax gain of approximately **$2.1 million** (**$1.6 million** after tax)[188](index=188&type=chunk)[217](index=217&type=chunk) - Non-interest expense decreased by **$378 thousand** (**3.7%**) YoY, largely due to a **$580 thousand** reduction in salary expenses resulting from a lower employee count and a one-time bonus paid in Q1 2018[189](index=189&type=chunk)[218](index=218&type=chunk)[220](index=220&type=chunk) - The effective tax rate increased to **18.9%** in Q1 2019 from **16.4%** in Q1 2018, primarily due to higher taxable income which included the gain from the branch sale[226](index=226&type=chunk) [Lending and Credit Management](index=47&type=section&id=Lending%20and%20Credit%20Management) Total loans reached $1.15 billion by March 31, 2019, with stable credit quality, non-performing loans at 0.48%, and an allowance for loan losses of $11.8 million (1.03% of total loans) Loan Portfolio Composition | (In millions) | March 31, 2019 | % of Total | | :--- | :--- | :--- | | Commercial, financial, and agricultural | $204.8 | 17.7% | | Real estate construction | $135.8 | 11.8% | | Real estate mortgage | $782.2 | 67.7% | | Installment and other consumer | $31.9 | 2.8% | | **Total loans** | **$1,154.7** | **100.0%** | Non-Performing Assets Summary | (In millions) | March 31, 2019 | Dec 31, 2018 | | :--- | :--- | :--- | | Non-performing loans | $5.6 | $5.6 | | Other real estate owned | $13.5 | $13.7 | | **Total non-performing assets** | **$19.1** | **$19.3** | | Non-performing loans to total loans | 0.48% | 0.49% | - The allowance for loan losses increased to **$11.8 million** at March 31, 2019, representing **1.03%** of total loans, up slightly from **1.02%** at year-end 2018[241](index=241&type=chunk) [Liquidity and Capital Resources](index=53&type=section&id=Liquidity%20and%20Capital%20Resources) The company maintained strong liquidity with $306.3 million in liquid assets and $1.1 billion in core deposits, while capital ratios exceeded regulatory minimums, confirming its well-capitalized status - Core deposits, a stable funding source, totaled **$1.1 billion** and represented **86.5%** of total deposits at March 31, 2019[256](index=256&type=chunk)[257](index=257&type=chunk) - As of March 31, 2019, the Company had an estimated total available future funding capacity of **$156.4 million** from the FHLB, Federal Reserve Bank, and Federal Funds lines[261](index=261&type=chunk) Regulatory Capital Ratios (Company) | Ratio | March 31, 2019 | Well-Capitalized Standard | Minimum Requirement | | :--- | :--- | :--- | :--- | | Total risk-based capital | 13.39% | N/A | 10.50% | | Tier 1 risk-based capital | 11.41% | N/A | 8.50% | | Common Equity Tier 1 | 8.65% | N/A | 7.00% | | Tier 1 leverage | 9.38% | N/A | 4.00% | [Item 3. Quantitative and Qualitative Disclosures about Market Risk](index=58&type=section&id=Item%203.%20Quantitative%20and%20Qualitative%20Disclosures%20about%20Market%20Risk) The company actively manages interest rate risk, with simulations showing a 100 bps rate increase would boost net interest income by 2.90%, indicating an asset-sensitive position Net Interest Income Sensitivity Analysis | Hypothetical shift in interest rates (bps) | % Change in projected net interest income (March 31, 2019) | | :--- | :--- | | +200 | 2.93% | | +100 | 2.90% | | -100 | 2.76% | | -200 | 2.13% | - The company's interest rate risk profile shifted from December 31, 2018, to become more asset-sensitive, leading to higher projected net interest income in a rising rate environment[279](index=279&type=chunk) [Item 4. Controls and Procedures](index=61&type=section&id=Item%204.%20Controls%20and%20Procedures) Management concluded that disclosure controls and procedures were effective as of March 31, 2019, with no material changes to internal control over financial reporting during Q1 2019 - The principal executive and financial officers concluded that disclosure controls and procedures were effective as of March 31, 2019[283](index=283&type=chunk) - No material changes to internal control over financial reporting occurred during the quarter ended March 31, 2019[284](index=284&type=chunk) PART II - OTHER INFORMATION [Item 1. Legal Proceedings](index=63&type=section&id=Item%201.%20Legal%20Proceedings) The company is involved in various legal actions incidental to its business, which management does not expect to materially affect financial condition or results - The company is a defendant in various legal actions incidental to its business, but management does not expect them to have a material adverse effect on financial results[157](index=157&type=chunk)[292](index=292&type=chunk) [Item 6. Exhibits](index=63&type=section&id=Item%206.%20Exhibits) Exhibits filed with the Form 10-Q include articles of incorporation, bylaws, CEO/CFO certifications under Sarbanes-Oxley, and interactive data files (XBRL) - Exhibits filed include CEO and CFO certifications under Sarbanes-Oxley Act Sections 302 and 906, and interactive data files (XBRL)[293](index=293&type=chunk)[295](index=295&type=chunk)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10‑K 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from __________________ to _________________. Commission file number: 0‑23636 HAWTHORN BANCSHARES, INC. (Exact name of registrant as specified in its charter) incorporation or organization) Missouri 43‑1626350 (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 O ...