UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF ☐ 1934 For the transition period from _______________ to _______________ ORION ENGINEERED CARBONS S.A. (Exact name of registrant as specified in its charter) Grand Duchy of Luxembourg 001-36563 00-000000 ...

OLION E N G I N E E R E D C A R B O N S Investor Presentation August 2020 Forward-Looking Statements & Non-GAAP Financial Measures Forward-Looking Statements This presentation contains and refers to certain forward-looking statements with respect to our financial condition, results of operations and business. These statements constitute forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Forward-looking statements are statemen ...

Orion Engineered Carbons S.A. (NYSE:OEC) Q2 2020 Earnings Conference Call August 5, 2020 8:30 AM ET Company Participants Wendy Wilson - Head of Investor Relations and Corporate Communications Corning Painter - Chief Executive Officer Lorin Crenshaw - Chief Financial Officer Conference Call Participants Josh Spector - UBS Investment Bank Jon Tanwanteng - CJS Securities Mike Leithead - Barclays Bank Operator Good morning ladies and gentlemen and thank you for standing by. Welcome to the Orion Engineered Carbo ...

UNITED STATESSECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF ☐ 1934 For the transition period from _______________ to _______________ ORION ENGINEERED CARBONS S.A. (Exact name of registrant as specified in its charter) | | | (I.R.S. Employer Identification No.) (State o ...

PART I - Financial Information [Financial Statements and Supplementary Data (unaudited)](index=3&type=section&id=Item%201.%20Financial%20Statements%20and%20Supplementary%20Data%20(unaudited)) This section presents the unaudited condensed consolidated financial statements for Q1 2020, reporting **$18.0 million** net income and **$1.32 billion** total assets, while acknowledging COVID-19 impacts Consolidated Statement of Operations Highlights (Unaudited) | Indicator | Three Months Ended March 31, 2020 ($ million) | Three Months Ended March 31, 2019 ($ million) | | :--- | :--- | :--- | | Net sales | $336.007 | $384.714 | | Gross profit | $90.193 | $97.969 | | Income from operations | $37.543 | $34.699 | | Net income | $18.032 | $18.954 | | Diluted EPS | $0.29 | $0.31 | Consolidated Balance Sheet Highlights (Unaudited) | Indicator | March 31, 2020 ($ million) | December 31, 2019 ($ million) | | :--- | :--- | :--- | | Total current assets | $569.688 | $507.718 | | Total assets | $1,323.845 | $1,257.394 | | Total current liabilities | $373.659 | $285.211 | | Total liabilities | $1,157.030 | $1,071.382 | | Total stockholders' equity | $166.815 | $186.013 | Consolidated Statement of Cash Flows Highlights (Unaudited) | Indicator | Three Months Ended March 31, 2020 ($ million) | Three Months Ended March 31, 2019 ($ million) | | :--- | :--- | :--- | | Net cash provided by operating activities | $4.905 | $26.171 | | Net cash used in investing activities | ($50.851) | ($22.487) | | Net cash provided by financing activities | $94.560 | $0.337 | - The company is a leading global manufacturer of carbon black, with two main product lines: Specialty Carbon Black (for polymers, printing inks, coatings) and Rubber Carbon Black (for reinforcing rubber in tires and other goods)[19](index=19&type=chunk)[20](index=20&type=chunk)[21](index=21&type=chunk) - The company acknowledges significant risks and uncertainties from the COVID-19 pandemic, noting that the extent of the impact on its financial condition, liquidity, and results of operations is uncertain and difficult to predict[24](index=24&type=chunk)[25](index=25&type=chunk) [Management's Discussion and Analysis of Financial Condition and Results of Operations](index=30&type=section&id=Item%202.%20Management%27s%20Discussion%20and%20Analysis%20of%20Financial%20Condition%20and%20Results%20of%20Operations) This section analyzes Q1 2020 financial performance, noting a **12.7%** net sales decrease to **$336.0 million** but an **8.2%** increase in operating income to **$37.5 million** due to reduced SG&A [Operating Results](index=33&type=section&id=Operating%20Results) Q1 2020 net sales decreased **12.7%** to **$336.0 million** due to volume and feedstock costs, but operating income rose **8.2%** to **$37.5 million** due to reduced SG&A - Net sales decreased by **$48.7 million** (**12.7%**) YoY, and volume decreased by **27.7 kmt** (**10.5%**) YoY, with a sharp reduction in sales beginning in mid-March due to the COVID-19 pandemic's impact on tire manufacturing[146](index=146&type=chunk)[147](index=147&type=chunk) - SG&A expenses decreased by **$11.1 million** (**19.9%**) YoY, primarily due to lower personnel-related expenses, including bonuses and long-term incentive expenses[150](index=150&type=chunk) - Despite a **$7.8 million** decrease in gross profit, income from operations increased by **$2.8 million** (**8.2%**) YoY, driven by the significant reduction in SG&A expenses[149](index=149&type=chunk)[156](index=156&type=chunk) Non-GAAP Performance Metrics | Metric | Q1 2020 ($ million) | Q1 2019 ($ million) | Change | | :--- | :--- | :--- | :--- | | Contribution Margin | $131.9 | $136.3 | -3.3% | | Contribution Margin per MT | $560.8 | $518.7 | +8.1% | | Adjusted EBITDA | $63.8 | $64.6 | -1.1% | [Segment Discussion](index=35&type=section&id=Segment%20Discussion) Specialty Carbon Black net sales fell **9.0%** to **$119.8 million**, while Rubber Carbon Black net sales dropped **14.6%** to **$216.2 million**, despite the latter's Adjusted EBITDA increasing **1.7%** Specialty Carbon Black Segment Performance (Q1 2020 vs Q1 2019) | Metric | Q1 2020 ($ million) | Q1 2019 ($ million) | Change | | :--- | :--- | :--- | :--- | | Net Sales | $119.8 | $131.6 | -9.0% | | Volume (kmt) | 58.3 | 64.0 | -8.8% | | Gross Profit | $39.7 | $41.4 | -4.0% | | Adjusted EBITDA | $28.1 | $29.4 | -4.5% | Rubber Carbon Black Segment Performance (Q1 2020 vs Q1 2019) | Metric | Q1 2020 ($ million) | Q1 2019 ($ million) | Change | | :--- | :--- | :--- | :--- | | Net Sales | $216.2 | $253.1 | -14.6% | | Volume (kmt) | 176.8 | 198.8 | -11.1% | | Gross Profit | $50.5 | $56.6 | -10.8% | | Adjusted EBITDA | $35.8 | $35.2 | +1.7% | [Liquidity and Capital Resources](index=37&type=section&id=Liquidity%20and%20Capital%20Resources) Net cash from operations significantly decreased to **$4.9 million**, while capital expenditures more than doubled to **$50.9 million**, and liquidity was bolstered by drawing **$109.8 million** from credit facilities - Net cash provided by operating activities decreased significantly to **$4.9 million** in Q1 2020 from **$26.2 million** in Q1 2019[186](index=186&type=chunk)[187](index=187&type=chunk) - Capital Expenditures increased to **$50.9 million** in Q1 2020 from **$22.5 million** in Q1 2019, with **$22.7 million** of the Q1 2020 spending related to environmental improvements for EPA requirements[199](index=199&type=chunk)[200](index=200&type=chunk) - To enhance liquidity amid COVID-19 uncertainties, the company utilized local bank loan facilities, resulting in cash inflows of **$109.8 million** during the quarter[189](index=189&type=chunk) - Net Working Capital increased to **$257.7 million** as of March 31, 2020, from **$221.1 million** as of December 31, 2019, primarily due to the timing of oil-price related pass-through effects on accounts receivables[196](index=196&type=chunk)[197](index=197&type=chunk) [Quantitative and Qualitative Disclosures About Market Risk](index=41&type=section&id=Item%203.%20Quantitative%20and%20Qualitative%20Disclosures%20About%20Market%20Risk) Market risk disclosures for Q1 2020 remain materially unchanged from the 2019 Annual Report on Form 10-K - Information about market risks for the period ended March 31, 2020 does not differ materially from that discussed in the 2019 Form 10-K[209](index=209&type=chunk) [Controls and Procedures](index=41&type=section&id=Item%204.%20Controls%20and%20Procedures) Management concluded that disclosure controls and procedures were effective as of March 31, 2020, with no material changes to internal control over financial reporting - The principal executive officer and principal financial officer concluded that the company's disclosure controls and procedures were effective as of March 31, 2020[210](index=210&type=chunk) - There were no changes in internal control over financial reporting during the fiscal quarter that have materially affected, or are reasonably likely to materially affect, the company's internal control over financial reporting[211](index=211&type=chunk) PART II - Other Information [Legal Proceedings](index=42&type=section&id=Item%201.%20Legal%20Proceedings) The company is involved in various ordinary course legal proceedings, which management believes will not materially affect financial condition but could impact operating results for a specific period - The company is involved in various claims and lawsuits from the ordinary course of business, with some matters involving large damage claims[213](index=213&type=chunk) - Management believes that the results of ongoing legal proceedings will not have a material adverse effect on the company's financial condition, but may be material to operating results and cash flow for any particular period[213](index=213&type=chunk) [Risk Factors](index=42&type=section&id=Item%201A.%20Risk%20Factors) This section updates risk factors, adding significant disclosure on the adverse effects of the COVID-19 pandemic, including operational disruptions and reduced demand - A new, significant risk factor has been added concerning the adverse effects of the COVID-19 pandemic on the company's business and results of operations[215](index=215&type=chunk) - The pandemic has caused operational disruptions, including to the supply chain and employee productivity, and has led to temporary closures of its own and its customers' facilities[216](index=216&type=chunk) - The company has experienced significant and unpredictable reductions in demand for its products, noting a significant decline in tire volume in the U.S. and Western Europe in the last two weeks of Q1 2020[217](index=217&type=chunk) [Unregistered Sales of Equity Securities and Use of Proceeds](index=43&type=section&id=Item%202.%20Unregistered%20Sales%20of%20Equity%20Securities%20and%20Use%20of%20Proceeds) The company reported no unregistered sales of equity securities or use of proceeds for the period - The company reported "None" for this item[220](index=220&type=chunk) [Defaults Upon Senior Securities](index=43&type=section&id=Item%203.%20Defaults%20Upon%20Senior%20Securities) The company reported no defaults upon senior securities for the period - The company reported "None" for this item[220](index=220&type=chunk) [Mine Safety Disclosures](index=43&type=section&id=Item%204.%20Mine%20Safety%20Disclosures) This item is not applicable to the company - This item is reported as "Not applicable"[220](index=220&type=chunk) [Other Information](index=43&type=section&id=Item%205.%20Other%20Information) The company reported no other information for the period - The company reported "None" for this item[221](index=221&type=chunk) [Exhibits](index=44&type=section&id=Item%206.%20Exhibits) This section lists all exhibits filed with the Form 10-Q, including corporate documents, executive agreements, and required officer certifications - A list of exhibits filed with the report is provided, including amended Articles of Association, employment agreements, compensation plans, and required officer certifications[222](index=222&type=chunk)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF ☐ 1934 For the transition period from _______________ to _______________ Commission file number 001-36563 ORION ENGINEERED CARBONS S.A. (Exact name of registrant as specified in its charter) Grand Duchy of Luxemb ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 or FORM 20-F o Registration statement pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 o Shell company report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 or Commission file number: 001- 36563 ORION ENGINEERED CARBONS S.A. x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange ...