Financial Performance - For the three months ended September 30, 2025, the company reported a net income of $1,679,645, primarily from interest earned on investments held in the Trust Account of $1,913,171[126]. - For the nine months ended September 30, 2025, the company achieved a net income of $4,490,927, with interest earned on investments held in the Trust Account totaling $5,268,580[127]. Cash and Investments - As of September 30, 2025, the company had cash of $469,208 and investments held in the trust account amounting to $179,493,580[134]. - As of September 30, 2025, the company had a working capital of $138,786, raising concerns about its ability to continue as a going concern if a business combination does not occur[139]. - The company has no long-term debt obligations, except for a related party promissory note of up to $1,500,000[142]. Initial Public Offering - The company completed its initial public offering on January 16, 2025, raising gross proceeds of $172,500,000 from the sale of 17,250,000 units[130]. - The company incurred transaction costs of $10,932,289 related to the initial public offering, including $3,450,000 in underwriting fees[131]. - The underwriters are entitled to a deferred fee of $6,900,000, which will be payable only if the company completes a business combination[143]. Future Plans and Concerns - The company plans to use funds held in the trust account primarily to complete its business combination and may withdraw interest to pay taxes[134]. - The company expects to incur significant costs in pursuing acquisition plans and may need additional financing to complete a business combination[138].

Financial Performance - For the three months ended June 30, 2025, the company reported a net income of $1,629,227, consisting of interest earned on investments held in the Trust Account of $1,867,009, offset by general and administrative expenses of $237,782[124]. - For the six months ended June 30, 2025, the company had a net income of $2,811,282, with interest earned on investments held in the Trust Account amounting to $3,355,409 and general and administrative expenses totaling $544,127[124]. Cash and Investments - As of June 30, 2025, the company had cash of $375,823 and investments held in the trust account of $177,580,409, which are intended to be used for completing a business combination[131]. Initial Public Offering - The company raised gross proceeds of $172,500,000 from its initial public offering of 17,250,000 units at a price of $10.00 per unit, including the full exercise of the over-allotment option[127]. - The company incurred transaction costs of $10,932,289 related to the initial public offering, which included $3,450,000 in underwriting fees and $6,900,000 in deferred underwriting fees[128]. Going Concern - As of June 30, 2025, the company had a working capital of $351,062, raising concerns about its ability to continue as a going concern if a business combination does not occur[136]. - The company expects to incur significant costs in pursuing its acquisition plans and may need additional financing to complete a business combination[135]. Debt and Financial Obligations - The company has no long-term debt or off-balance sheet arrangements as of June 30, 2025, and has incurred monthly fees of $20,833 to each officer since January 16, 2025[138][139]. - The company issued an unsecured promissory note of up to $1,500,000 to the sponsor, which may be converted into units at the option of the lender[134]. Accounting Policies - The company has not identified any critical accounting policies that could materially affect its financial statements[141].

Financial Performance - For the three months ended March 31, 2025, the company reported a net income of $1,182,055, primarily from interest earned on investments held in the Trust Account of $1,488,400, offset by formation and operational costs of $306,345[120]. - Cash used in operating activities for the three months ended March 31, 2025, was $338,313, with net income affected by interest earned and operational costs[124]. Cash and Investments - As of March 31, 2025, the company had cash of $577,442 and investments held in the trust account totaling $175,713,400, which will be used to complete the business combination[125]. - The company intends to use funds held outside the trust account primarily for identifying and evaluating target businesses and performing due diligence[126]. Initial Public Offering - The company completed its initial public offering on January 16, 2025, raising gross proceeds of $172,500,000 from the sale of 17,250,000 units at $10.00 per unit, including an over-allotment option[122]. - Total transaction costs incurred during the initial public offering amounted to $10,932,289, which included $3,450,000 in underwriting fees and $6,900,000 in deferred underwriting fees[123]. Debt and Financial Obligations - The company has no long-term debt or off-balance sheet arrangements as of March 31, 2025, and has agreed to pay each officer an aggregate of $20,833 per month[130][131]. - Up to $1,500,000 of loans from the sponsor may be convertible into units at the lender's option, which would be identical to the private placement units[127]. Going Concern and Costs - The company has incurred and expects to continue incurring significant costs in pursuit of its acquisition plans, raising substantial doubt about its ability to continue as a going concern[129]. - The company has not identified any critical accounting policies that could materially affect its financial statements[133].

Financial Position and Capital Requirements - The company expects to have approximately $953,750 available outside the trust account to fund working capital requirements following the initial public offering [79]. - The estimated offering expenses are projected to be around $600,000, and any excess may be funded from the available funds outside the trust account [79]. - The company may need to rely on loans from sponsors or management to fund operations if net proceeds from the IPO are insufficient [79]. - Following the initial public offering, the company had $971,550 of cash held outside of the Trust Account, which may not be sufficient for acquisition plans [199]. - The company has a working capital deficiency and expects to incur significant costs in pursuit of acquisition plans, raising concerns about the success of capital raising efforts [199]. Trust Account and Shareholder Rights - The trust account is intended to hold funds until the completion of the initial business combination or the return of funds to public shareholders if no combination occurs [89]. - If the initial business combination is not completed within the required time period, public shareholders may receive approximately $10.10 per share upon liquidation of the trust account [78]. - Public shareholders will not have voting rights on director appointments prior to the initial business combination [93]. - Shareholders may not have rights to funds from the trust account except under specific circumstances, potentially forcing them to sell shares at a loss [124]. - The trust account may be subject to claims from third parties, potentially reducing the per-share redemption amount below $10.10 [129]. Business Combination Risks and Challenges - The company may incur significant costs in pursuing acquisition plans, which could impact its ability to operate for at least 18 months post-IPO [77]. - The company may seek acquisition opportunities with early-stage companies or financially unstable businesses, which could introduce numerous operational risks [96]. - The company may face challenges in assessing the management capabilities of prospective target businesses, potentially impacting the success of the business combination [99]. - The company may attempt to complete multiple business combinations simultaneously, which could increase costs and operational risks [108]. - If the company does not complete its initial business combination, incurred costs for proposed transactions may not be recoverable, adversely affecting future acquisition attempts [98]. Compliance and Regulatory Issues - If deemed an investment company under the Investment Company Act, the company may face burdensome compliance requirements that could hinder its ability to complete the initial business combination [85]. - Compliance with the Sarbanes-Oxley Act may increase the time and costs associated with completing an acquisition, particularly if the target business is not compliant with internal control provisions [118]. - The SEC adopted new rules on January 24, 2024, requiring additional disclosures for SPAC business combinations, which may increase costs and time for negotiations [202]. - The company is classified as an "emerging growth company" and may take advantage of exemptions from certain disclosure requirements, which could affect the attractiveness of its securities to investors [212]. - The company may be considered a "controlled company" by Nasdaq due to voting rights being held solely by holders of founder shares, potentially qualifying for exemptions from certain corporate governance requirements [215]. Shareholder Influence and Governance - The company has approximately 25% of its ordinary shares owned by initial shareholders, which may influence the ability to amend provisions related to pre-business combination activities [114]. - Initial shareholders own approximately 25% of the issued and outstanding ordinary shares, which may influence shareholder votes prior to the initial business combination [145]. - The board includes a majority of independent directors, a compensation committee comprised entirely of independent directors, and independent directors recommend nominees for the board [216]. - The company intends to comply with Nasdaq corporate governance requirements despite being eligible for exemptions [215]. Market and Economic Conditions - There is a risk that adverse developments in the financial services industry could negatively affect the company's financial condition and results of operations [83]. - Economic, political, and social conditions in the country of operation could significantly impact the company's ability to find an attractive target business for its initial business combination [119]. - The COVID-19 pandemic and other public health crises could adversely affect the company's search for a business combination and the operations of any target business [120]. - The Inflation Reduction Act of 2022 imposes a 1% U.S. federal excise tax on stock repurchases, which could affect the company if it completes a business combination with a U.S. entity [209]. Conflicts of Interest - Conflicts of interest may arise as directors and officers may have affiliations with other entities engaged in similar business activities [175]. - The company has not adopted a policy to prohibit directors and officers from having financial interests in transactions, which may lead to conflicts [176]. - The company’s management team may face conflicts of interest due to their commitments to other businesses, which could negatively impact the ability to complete initial business combinations [168]. - The potential for substantial profit exists for holders of founder shares even if public shareholders incur losses post-combination [187]. Securities and Share Issuance - The company may issue shares in private placement transactions at a price lower than the prevailing market price during its initial business combination [121]. - The company may issue additional Class A ordinary shares or preference shares to complete the initial business combination or under an employee incentive plan [144]. - The company may issue additional ordinary shares or equity-linked securities for capital raising purposes at a Newly Issued Price of less than $9.20 per share, which could impact shareholder interests [164]. - The company may require holders of public warrants to exercise on a cashless basis if certain conditions are not met, affecting the number of shares issued [138]. - The company may amend the terms of the public warrants with the approval of at least 50% of the outstanding public warrants, potentially affecting holders adversely [150].

As filed with the U.S. Securities and Exchange Commission on January 7, 2025. Registration No. 333-281144 UNDER THE SECURITIES ACT OF 1933 ______________________ Plum Acquisition Corp. IV (Exact Name of Registrant as Specified in its Charter) ______________________ | Cayman Islands | 6770 | 98-1795710 | | --- | --- | --- | | (State or Other Jurisdiction of | (Primary Standard Industrial | (IRS Employer | | Incorporation or Organization) | Classification Code Number) | | (IRS Employer UNITED STATES SECURITIE ...

As filed with the U.S. Securities and Exchange Commission on December 16, 2024. Registration No. 333-281144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ______________________ Plum Acquisition Corp. IV (Exact Name of Registrant as Specified in its Charter) ______________________ | Cayman Islands | 6770 | 98-1795710 | | --- | --- | --- | | (State or Other Jurisdiction of | (Primary Standard Industri ...

As filed with the U.S. Securities and Exchange Commission on December 13, 2024. Registration No. 333-281144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ______________________ Plum Acquisition Corp. IV (Exact Name of Registrant as Specified in its Charter) ______________________ | Cayman Islands | 6770 | 98-1795710 | | --- | --- | --- | | (State or Other Jurisdiction of | (Pr ...

As filed with the U.S. Securities and Exchange Commission on November 4, 2024. Registration No. 333-281144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ______________________ Plum Acquisition Corp. IV (Exact Name of Registrant as Specified in its Charter) ______________________ | Cayman Islands | 6770 | 98-1795710 | | --- | --- | --- | | (State or Other Jurisdiction of | (Pri ...

As filed with the U.S. Securities and Exchange Commission on July 31, 2024. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ______________________ Plum Acquisition Corp. IV (Exact Name of Registrant as Specified in its Charter) ______________________ Cayman Islands 6770 98-1795710 (State or Other Jurisdiction of Incorporation or Organization) (Primary Standard Industrial Clas ...