B | R I L E Y Financial First Quarter 2020 Supplemental Financial Data May 11, 2020 1 NASDAQ: RILY Reconciliation of U.S. GAAP to Non-GAAP Measures | --- | --- | --- | --- | --- | --- | |----------------------------------------------------------------|-----------|----------|------------------------------------------|-------------|-----------| | (Unaudited) \n(Dollars in thousands) | Q1 2020 | Q4 2019 | Three Months Ended \nQ3 2019 | Q2 2019 | Q1 2019 | | Adjusted EBITDA and Operating Adjusted EBITDA Reconci ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q1 2020 Earnings Conference Call May 11, 2020 4:30 PM ET Company Participants Bryant Riley - Chairman & Co-CEO Phillip Ahn - CFO & COO Thomas Kelleher - Co-CEO & Director Conference Call Participants Sean Haydon - THC Wesley Cummins - 272 Capital James Dressler - Princeton Asset Management Paul Dwyer - Punch & Associates Operator Good afternoon, and welcome to B. Riley Financial's First Quarter 2020 Earnings Call. Earlier today, B. Riley issued a press release and a pr ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) | Delaware | 27-0223495 | | --- | --- | | ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact name of registrant as specified in its charter) Delaware 27-0223495 (State or Other Jurisdictio ...

B. Riley Financial, Inc. (NASDAQ:RILY) Q4 2019 Earnings Conference Call March 3, 2020 4:30 PM ET Company Participants Bryant Riley - Chairman and Co-Chief Executive Officer Phillip Ahn - Chief Financial Officer and Chief Operating Officer Tom Kelleher - Co-Chief Executive Officer Conference Call Participants Wes Cummins - 272 Capital Sean Haydon - THC Operator Good afternoon and welcome to B. Riley Financial’s Fourth Quarter Full Year 2019 Earnings Call. Earlier today, B. Riley issued a press release with i ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Exact Name of Registrant as Specified in Its Charter) | Delaware | 27-0223495 | | --- | --- | | (State or Other Jurisdiction of | (I.R.S. Employer | (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to C ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 27-0223495 (State or Other Jurisdi ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Delaware 27-0223495 (I.R.S. Employer Identification No.) (State or Other Jurisdiction of Incorporation or Organization) 21255 Burbank Boulevard, Suite 400 Woodland Hills, CA 91367 (Address of Principal Executive Offices) (Zip Code) For the quarterly period ended March 31, 2019 Or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ______________ to _____________ Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact name of registrant as specified in its charter) (State or Other Ju ...