Provides Update on Preferred Stock Dividends LOS ANGELES, Jan. 21, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley" or the "Company"), a diversified financial services company, today announced the redemption on February 28, 2025 (the "Redemption Date") of all the issued and outstanding 6.375% Senior Notes due February 28, 2025 (NASDAQ: RILYM) (the "Notes"). The redemption price for the Notes will be equal to 100% of the aggregate principal amount of the Notes, plus any accrued and un ...

Financial Statements Consistent with Preliminary Results Issued on August 12, 2024 Discloses Preliminary Total Cash Balance of $257 Million as of December 31, 2024 LOS ANGELES, Jan. 14, 2025 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley" or the "Company"), a diversified financial services company, today announced the filing of its Quarterly Report on Form 10-Q for the three-month period ended June 30, 2024. The financial statements are consistent with the preliminary financial results r ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-37503 B. RILEY FINANCIAL, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 27-0223495 (Stat ...

Nasdaq Compliance and Filing Delays - The company received an additional delinquency notification from Nasdaq on November 20, 2024, due to the delayed filing of its Quarterly Reports on Form 10-Q for the periods ended June 30, 2024, and September 30, 2024 [1] - Nasdaq requires listed companies to timely file all required periodic financial reports with the SEC, and this notification has no immediate effect on the company's securities listing [1] - The company must submit an updated plan to regain compliance by December 5, 2024, and if accepted, Nasdaq can grant an exception of up to 180 calendar days from the due date of the initial delinquent filing, or until February 17, 2025 [2] - The delays in quarterly filings were impacted by significant events and transactions completed in 2024, and the company expects to return to a normal filing cadence in 2025 [3] Company Overview - B Riley Financial is a diversified financial services company that provides tailored solutions to meet the strategic, operational, and capital needs of its clients and partners [4] - The company leverages cross-platform expertise to offer full-service, collaborative solutions across various stages of the business life cycle, including investment banking, institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, and more [4] - B Riley opportunistically invests to benefit its shareholders, and certain affiliates originate and underwrite senior secured loans for asset-rich companies [4]

The Great American Group to Leverage 30-Year Track Record to Provide Industry-Leading Valuation, Appraisal, Asset Disposition and Real Estate Services B. Riley to Recognize Gain of Approximately $235 Million on Transaction in Fourth Quarter 2024 ResultsLOS ANGELES, Nov. 18, 2024 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley" or the "Company"), a diversified financial services company, and funds managed by Oaktree Capital Management, L.P. ("Oaktree"), today announced the launch of a part ...

Trading Focus and Industry Coverage - The trader engages in both long and short bets intraday and occasionally over the short- to medium term [1] - Historically focused on tech stocks but has expanded coverage to include the offshore drilling and supply industry as well as the shipping industry (tankers, containers, drybulk) over the past couple of years [1] - Closely monitors the nascent fuel cell industry [1] Background and Experience - Located in Germany and has a background as an auditor for PricewaterhouseCoopers before transitioning to day trading almost 20 years ago [2] - Successfully navigated significant market events including the dotcom bubble burst, the aftermath of the World Trade Center attacks, and the subprime crisis [2]

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 B. RILEY FINANCIAL, INC. (Exact name of registrant as specified in its charter) | --- | --- | --- | |------------------------------------|------------------------------|-----------------------| | Delaware | 001-37503 | 27-0223495 | | (State or other jurisdiction | (Commission ...

LOS ANGELES, Nov. 4, 2024 /PRNewswire/ -- B. Riley Securities, Inc. ("B. Riley"), a preeminent fixture in middle market brokerage and investment banking for over 25 years, today announces its first Energy Convergence Conference: Mining, Nuclear and Infrastructure, will take place on Wednesday, December 4th at Hotel Eventi New York. This timely event gathers a diverse set of public companies and industry experts representing the mining, nuclear energy, and U.S. infrastructure sectors to showcase their storie ...

Enters into Agreement with Stifel Financial Corp. to Sell a Portion of Wealth Management BusinessLOS ANGELES, Nov. 1, 2024 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley" or the "Company"), a diversified financial services company, today announced that it has signed a definitive agreement to sell a portion of its traditional (W-2) Wealth Management business to Stifel Financial Corp. (NYSE: SF) ("Stifel") for estimated net consideration of $27 million to $35 million in cash. The transacti ...

LOS ANGELES, Oct. 29, 2024 /PRNewswire/ -- B. Riley Financial, Inc. (NASDAQ: RILY) ("B. Riley" or the "Company"), a diversified financial services company, today announced it and its subsidiary bebe stores, inc. ("bebe") have completed a transaction for their brand assets yielding approximately $236 million in cash proceeds to B. Riley. At the closing of the transaction, B. Riley transferred and contributed its interests in the assets and intellectual property related to the licenses of several brands, incl ...