Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-23554 StoneX Group Inc. (Exact name of registrant as specified in its charter) Delaware 59-2921318 (State or other jurisdiction ...

StoneX Group Inc. (NASDAQ:SNEX) Q4 2023 Earnings Conference Call November 16, 2023 9:00 AM ET Company Participants Bill Dunaway - Chief Financial Officer Sean O'Connor - Chief Executive Officer Conference Call Participants Daniel Fannon - Jefferies LLC Operator Good day, and thank you for standing by. Welcome to the StoneX Group Inc. Q4 Fiscal Year 2023 Earnings Call. At this time, all participants are in a listen-only mode. After the speakers' presentation, there will be a question-and-answer session. [Ope ...

StoneX Group Inc (NASDAQ:SNEX) Q3 2023 Earnings Conference Call August 3, 2023 9:00 AM ET Company Participants Bill Dunaway - Chief Financial Officer Sean O'Connor - Chief Executive Officer Conference Call Participants Yehuda Weil - Blackbird Financial Daniel Fannin - Jefferies, LLC Operator Good day. And thank you for standing by. Welcome to the StoneX Group Inc. Q3 Fiscal Year '23 Earnings Call. At this time, all participants are in a listen-only mode. After the speaker's presentation, there will be a que ...

Disclaimer Numbers presented through 6/30/2023 unless otherwise noted. Non-GAAP Financial Measures Fiscal Q3 2023 Product Results & Key Metrics (3) Due to the significant increase in short term rates, we have amended our calculation of Securities RPM to represent the RPM after deducting the interest expense associated with our fixed income activities from operating revenues (4) Operating Revenue represents gross revenue less cost of sales of physical commodities | --- | --- | |------------------------------ ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____________________ FORM 10-Q ____________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 000-23554 StoneX Group Inc. (Exact name of registrant as specified in its ...

StoneX Group Inc. (NASDAQ:SNEX) Q2 2023 Results Conference Call May 4, 2023 9:00 AM ET Company Participants Bill Dunaway - Chief Financial Officer Sean O'Connor - Chief Executive Officer Conference Call Participants Daniel Fannon - Jefferies LLC Operator Good day, and thank you for standing by. Welcome to the StoneX Group Q2 Financial Earnings Call. At this time, all participants are in a listen-only mode. After the speakers' presentation, there will be a question-and-answer session. [Operator Instructions] ...

PART I. FINANCIAL INFORMATION [Item 1. Financial Statements (Unaudited)](index=3&type=section&id=Item%201.%20Financial%20Statements%20(Unaudited)) This section presents StoneX Group Inc.'s unaudited condensed consolidated financial statements for Q1 2023, including balance sheets, income statements, cash flows, and key accounting notes [Condensed Consolidated Balance Sheets](index=4&type=page&id=Condensed%20Consolidated%20Balance%20Sheets) The Condensed Consolidated Balance Sheets show an increase in total assets and stockholders' equity as of March 31, 2023, compared to September 30, 2022, driven by increases in securities purchased under agreements to resell, receivables from clients, and financial instruments owned, partially offset by a decrease in segregated assets | Metric | March 31, 2023 (in millions) | September 30, 2022 (in millions) | Change (in millions) | % Change | | :------------------------------------------------ | :----------------------------- | :------------------------------- | :------------------- | :------- | | Total assets | $21,918.9 | $19,859.6 | $2,059.3 | 10.4% | | Total liabilities | $20,671.6 | $18,789.5 | $1,882.1 | 10.0% | | Total equity | $1,247.3 | $1,070.1 | $177.2 | 16.6% | | Cash and cash equivalents | $1,263.9 | $1,108.5 | $155.4 | 14.0% | | Securities purchased under agreements to resell | $2,623.2 | $1,672.0 | $951.2 | 56.9% | | Financial instruments owned, at fair value | $5,049.1 | $4,167.3 | $881.8 | 21.2% | | Securities sold under agreements to repurchase | $5,023.1 | $3,195.6 | $1,827.5 | 57.2% | [Condensed Consolidated Income Statements](index=5&type=page&id=Condensed%20Consolidated%20Income%20Statements) The Condensed Consolidated Income Statements show a decrease in net income for the three months ended March 31, 2023, compared to the prior year, primarily due to lower principal gains and higher interest expense, despite a significant increase in interest income | Metric | Three Months Ended March 31, 2023 (in millions) | Three Months Ended March 31, 2022 (in millions) | Change (in millions) | % Change | | :-------------------------------- | :------------------------------------ | :------------------------------------ | :------------------- | :------- | | Total revenues | $16,161.0 | $16,382.7 | $(221.7) | (1.4)% | | Operating revenues | $704.4 | $544.7 | $159.7 | 29.3% | | Net operating revenues | $399.4 | $400.3 | $(0.9) | (0.2)% | | Income before tax | $57.5 | $87.4 | $(29.9) | (34.2)% | | Net income | $41.7 | $64.0 | $(22.3) | (34.8)% | | Basic EPS | $2.02 | $3.18 | $(1.16) | (36.5)% | | Diluted EPS | $1.95 | $3.11 | $(1.16) | (37.3)% | | Metric | Six Months Ended March 31, 2023 (in millions) | Six Months Ended March 31, 2022 (in millions) | Change (in millions) | % Change | | :-------------------------------- | :------------------------------------ | :------------------------------------ | :------------------- | :------- | | Total revenues | $29,172.6 | $30,724.1 | $(1,551.5) | (5.0)% | | Operating revenues | $1,359.2 | $995.2 | $364.0 | 36.6% | | Net operating revenues | $781.4 | $714.1 | $67.3 | 9.4% | | Income before tax | $153.1 | $139.9 | $13.2 | 9.4% | | Net income | $118.3 | $105.7 | $12.6 | 11.9% | | Basic EPS | $5.77 | $5.27 | $0.50 | 9.5% | | Diluted EPS | $5.57 | $5.15 | $0.42 | 8.2% | [Condensed Consolidated Statements of Comprehensive Income](index=6&type=page&id=Condensed%20Consolidated%20Statements%20of%20Comprehensive%20Income) Comprehensive income increased for both the three and six months ended March 31, 2023, primarily due to a significant other comprehensive gain, net of tax, driven by cash flow hedges and foreign currency translation adjustments, offsetting a decline in net income for the three-month period | Metric | Three Months Ended March 31, 2023 (in millions) | Three Months Ended March 31, 2022 (in millions) | Change (in millions) | % Change | | :------------------------------------ | :------------------------------------ | :------------------------------------ | :------------------- | :------- | | Net income | $41.7 | $64.0 | $(22.3) | (34.8)% | | Other comprehensive gain/(loss), net of tax | $17.5 | $(16.9) | $34.4 | n/m | | Comprehensive income | $59.2 | $47.1 | $12.1 | 25.7% | | Metric | Six Months Ended March 31, 2023 (in millions) | Six Months Ended March 31, 2022 (in millions) | Change (in millions) | % Change | | :------------------------------------ | :------------------------------------ | :------------------------------------ | :------------------- | :------- | | Net income | $118.3 | $105.7 | $12.6 | 11.9% | | Other comprehensive gain/(loss), net of tax | $40.4 | $(18.3) | $58.7 | n/m | | Comprehensive income | $158.7 | $87.4 | $71.3 | 81.6% | [Condensed Consolidated Statements of Cash Flows](index=7&type=page&id=Condensed%20Consolidated%20Statements%20of%20Cash%20Flows) Cash, segregated cash, cash equivalents, and segregated cash equivalents decreased significantly for the six months ended March 31, 2023, primarily due to net cash used in operating activities, which was a reversal from the prior year's cash provided by operations | Metric | Six Months Ended March 31, 2023 (in millions) | Six Months Ended March 31, 2022 (in millions) | Change (in millions) | % Change | | :-------------------------------------------------------------------- | :------------------------------------ | :------------------------------------ | :------------------- | :------- | | Net cash (used in)/provided by operating activities | $(602.7) | $2,102.0 | $(2,704.7) | (128.7)% | | Net cash used in investing activities | $(28.6) | $(24.1) | $(4.5) | 18.7% | | Net cash provided by financing activities | $52.4 | $222.2 | $(169.8) | (76.4)% | | Net (decrease)/increase in cash, segregated cash, cash equivalents, and segregated cash equivalents | $(567.8) | $2,300.0 | $(2,867.8) | (124.7)% | | Cash, segregated cash, cash equivalents, and segregated cash equivalents at end of period | $5,717.3 | $8,809.5 | $(3,092.2) | (35.1)% | [Condensed Consolidated Statements of Stockholders' Equity](index=9&type=page&id=Condensed%20Consolidated%20Statements%20of%20Stockholders'%20Equity) Stockholders' equity increased for both the three and six months ended March 31, 2023, primarily driven by net income, other comprehensive gain, and share-based compensation, despite no change in common stock or treasury stock | Metric | March 31, 2023 (in millions) | March 31, 2022 (in millions) | Change (in millions) | % Change | | :-------------------------------- | :----------------------------- | :----------------------------- | :------------------- | :------- | | Total equity | $1,247.3 | $1,005.6 | $241.7 | 24.0% | | Retained earnings | $1,007.9 | $788.2 | $219.7 | 27.9% | | Accumulated other comprehensive loss, net | $(50.2) | $(43.4) | $(6.8) | 15.7% | | Additional paid-in-capital | $358.7 | $329.9 | $28.8 | 8.7% | [Notes to Condensed Consolidated Financial Statements](index=10&type=page&id=Notes%20to%20Condensed%20Consolidated%20Financial%20Statements) The notes provide detailed explanations of the Company's financial reporting, including its global financial services network, client base, accounting policies, fair value measurements, and specific financial instruments - StoneX Group Inc. operates a global financial services network connecting companies, organizations, traders, and investors to the global market ecosystem through digital platforms, clearing, execution, and expertise. It serves over **54,000** commercial, institutional, and global payments clients and over **400,000** retail clients in more than **180** countries[24](index=24&type=chunk) - The Company did not adopt any new accounting standards during the three and six months ended March 31, 2023[33](index=33&type=chunk) [Note 1 – Basis of Presentation and Consolidation and Accounting Standards Adopted](index=10&type

StoneX Group Inc (NASDAQ:SNEX) Q1 2023 Earnings Conference Call February 8, 2023 9:00 AM ET Company Participants Bill Dunaway - Chief Financial Officer Sean O'Connor - Chief Executive Officer Conference Call Participants Paul Dwyer - Punch & Associates Investment Operator Good morning, ladies and gentlemen. Thank you for standing by, and welcome to the StoneX Group Inc. First Quarter Fiscal Year 2023 Conference Call. At this time all participants’ are in a listen-only mode. After the speakers’ presentation ...

Figures presented are quarterly; percentage changes reflect fiscal Q1 2023 vs fiscal Q1 2022. Key metrics presented do not account for all Operating Revenue generated (1) Listed Derivatives Client Equity balance pertains to client assets in our futures and options business on which we retain a share of interest earnings (2) Money Market Fund / FDIC Sweep balance pertains to client assets in our correspondent securities clearing business on which we retain a share of fee income (3) Contracts For Difference ( ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ____________________ FORM 10-Q ____________________ (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2022 OR (Registrant's telephone number, including area code) Securities registered pursuant to Section 12(b) of the Act: | Title of Each Class | Trading Symbol | Name of each exchange on which registered | | --- | --- | --- | ...