新力金融(600318) - 2021 Q3 - 季度财报

Financial Summary The company experienced significant declines in Q3 and YTD 2021 operating revenue and net profit, with total assets decreasing and shareholder equity increasing Key Financial Indicators The company reported significant declines in Q3 and YTD 2021 operating revenue and net profit, with net profit attributable to shareholders falling 63.78% in Q3 and 69.51% YTD, alongside a decrease in total assets and an increase in shareholder equity Key Financial Data and Indicators | Item | Current Reporting Period (Q3 2021) (Million Yuan) | Year-to-Date (YTD 2021) (Million Yuan) | Year-over-Year Change (%) | | :--- | :--- | :--- | :--- | | Operating Revenue | 92.78 | 304.94 | -14.34% | | Net Profit Attributable to Listed Company Shareholders | 7.86 | 8.88 | -69.51% | | Net Profit Attributable to Listed Company Shareholders (Excluding Non-Recurring Items) | 4.81 | 6.98 | -76.33% | | Net Cash Flow from Operating Activities | Not Applicable | 149.76 | -56.71% | | Basic Earnings Per Share (Yuan/Share) | 0.0153 | 0.0173 | -69.54% | Key Financial Position Indicators | Item | As of Report End (Sep 30, 2021) (Million Yuan) | As of Prior Year End (Dec 31, 2020) (Million Yuan) | Change from Prior Year End (%) | | :--- | :--- | :--- | :--- | | Total Assets | 4,958.61 | 5,402.67 | -8.22% | | Total Equity Attributable to Listed Company Shareholders | 1,437.40 | 1,248.63 | 15.12% | Non-Recurring Gains and Losses In YTD 2021, the company's non-recurring gains and losses totaled 1.91 million yuan, primarily from government grants and other non-operating income, partially offset by fair value changes in trading financial assets and liabilities Non-Recurring Gains and Losses Items and Amounts | Item | Year-to-Date Amount (Yuan) | | :--- | :--- | | Gains/Losses from Disposal of Non-Current Assets | 311,428.72 | | Government Grants Recognized in Current Profit/Loss | 3,363,667.79 | | Gains/Losses from Fair Value Changes of Trading Financial Assets/Liabilities | -3,934,158.30 | | Other Non-Operating Income and Expenses | 2,325,500.75 | | Total | 1,906,126.78 | Analysis of Major Financial Indicator Changes The company's core profitability metrics, including net profit and EPS, significantly declined due to employee stock plan amortization, business restructuring, and market interest rate decreases, with operating cash flow also decreasing due to a high prior period base - During the reporting period, profitability indicators such as net profit attributable to listed company shareholders, net profit excluding non-recurring items, and earnings per share significantly decreased year-over-year (from -63% to -78%), primarily due to the amortization of employee stock ownership plan expenses, business structure optimization, and overall market interest rate declines[9] - Year-to-date, net cash flow from operating activities decreased by 56.71% year-over-year, mainly due to a larger base of operating borrowings in the prior period[10] Shareholder Information The company's shareholder structure includes 45,175 common shareholders, with the largest shareholder having a portion of its shares pledged, and an associated relationship noted among the top ten shareholders Major Shareholder Holdings As of the report end, the company had 45,175 common shareholders, with Anhui Xinli Kechuang Group Co., Ltd. as the largest shareholder at 23.60%, having a portion of its shares pledged, and an associated relationship noted among the top ten shareholders - As of the report end, the company had 45,175 common shareholders[11] Top Ten Shareholder Holdings | Shareholder Name | Holding Percentage (%) | Number of Shares Held | Pledge Status | | :--- | :--- | :--- | :--- | | Anhui Xinli Kechuang Group Co., Ltd. | 23.60 | 120,999,907 | Pledged 84,699,937 shares | | Anhui Conch Cement Company Limited | 6.08 | 31,197,800 | None | | Zhang Jinghong | 4.73 | 24,226,400 | None | | Anhui Xinli Financial Co., Ltd. Employee Stock Ownership Plan | 4.06 | 20,800,000 | None | | Huatai Securities Asset Management - China Merchants Bank - Huatai Jiayuan No. 3 | 3.54 | 18,139,237 | None | - Among the top ten shareholders, Wang Jian is the actual controller of Shenzhen Ruanyin Aojin Technology Co., Ltd., indicating an associated relationship between them[12] Financial Statements The company's financial statements reflect a decrease in total assets and liabilities, an increase in shareholder equity, and significant declines in operating revenue and net profit, alongside reduced cash flows from operating activities Consolidated Balance Sheet As of September 30, 2021, total assets were 4.96 billion yuan, an 8.22% decrease from year-end, total liabilities were 2.43 billion yuan, a 14.69% decrease, and equity attributable to shareholders was 1.44 billion yuan, a 15.12% increase, primarily due to reduced liabilities Consolidated Balance Sheet Data | Item | Sep 30, 2021 (Yuan) | Dec 31, 2020 (Yuan) | Change | | :--- | :--- | :--- | :--- | | Total Assets | 4,958,607,341.46 | 5,402,673,719.66 | -8.22% | | Total Liabilities | 2,425,713,897.03 | 2,843,780,563.17 | -14.69% | | Total Equity Attributable to Parent Company Shareholders | 1,437,399,549.26 | 1,248,631,639.98 | +15.12% | | Total Shareholders' Equity | 2,532,893,444.43 | 2,558,893,156.49 | -1.02% | Consolidated Income Statement In YTD 2021, the company's total operating revenue was 305 million yuan, a 14.34% decrease year-over-year, and net profit attributable to parent company shareholders was 8.88 million yuan, a 69.51% decrease, primarily due to reduced investment income and increased fair value losses Consolidated Income Statement Data | Item | YTD 2021 (Yuan) | YTD 2020 (Yuan) | Year-over-Year Change | | :--- | :--- | :--- | :--- | | I. Total Operating Revenue | 304,942,428.28 | 356,003,952.43 | -14.34% | | II. Total Operating Costs | 203,195,166.74 | 206,244,806.05 | -1.48% | | III. Operating Profit | 110,952,209.64 | 153,255,204.74 | -27.60% | | IV. Total Profit | 113,220,645.43 | 152,723,214.29 | -25.86% | | Net Profit Attributable to Parent Company Shareholders | 8,884,641.26 | 29,140,055.36 | -69.51% | Consolidated Cash Flow Statement In YTD 2021, net cash flow from operating activities was 150 million yuan, a 56.71% decrease year-over-year due to prior period operating borrowings, while investing and financing activities resulted in net outflows, leading to a decrease in cash and cash equivalents Consolidated Cash Flow Statement Data | Item | YTD 2021 (Yuan) | YTD 2020 (Yuan) | Year-over-Year Change | | :--- | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | 149,764,706.85 | 345,934,790.33 | -56.71% | | Net Cash Flow from Investing Activities | -35,976,583.84 | -27,297,868.20 | -31.79% | | Net Cash Flow from Financing Activities | -271,802,166.60 | -315,378,732.07 | +13.82% | | Net Increase in Cash and Cash Equivalents | -158,014,043.59 | 3,258,190.06 | -4949.77% | Changes in Accounting Policies Effective January 1, 2021, the company adopted new lease standards, adjusting the opening financial statements by recognizing 1.88 million yuan in right-of-use assets and reducing other non-current assets by an equal amount, without impacting comparable period information - The company adopted new lease standards effective January 1, 2021, adjusting opening financial statement items based on the cumulative impact of initial application, without restating comparable period information[31] - The change in accounting policy led to the recognition of 1,879,200.00 yuan in right-of-use assets and a simultaneous reduction of 1,879,200.00 yuan in other non-current assets as of January 1, 2021[32]