国元证券(000728) - 2023 Q3 - 季度财报

Financial Performance - Total operating revenue for Q3 2023 reached ¥1,822,880,494.51, an increase of 28.53% compared to ¥1,418,293,205.51 in the same period last year[3] - Net profit attributable to shareholders for Q3 2023 was ¥512,333,048.32, up 24.55% from ¥411,346,538.00 in Q3 2022[3] - Net profit attributable to shareholders after deducting non-recurring gains and losses was ¥455,164,488.05, a 12.16% increase from ¥405,805,512.42 in the same period last year[3] - The net profit for Q3 2023 was CNY 1,427,085,495.14, an increase of 22.98% compared to CNY 1,160,543,160.57 in Q3 2022[23] - The total comprehensive income for Q3 2023 reached CNY 1,792,145,341.97, up 22.09% from CNY 1,467,292,507.58 in the same period last year[23] - Basic and diluted earnings per share for Q3 2023 were both CNY 0.33, compared to CNY 0.27 in Q3 2022, reflecting a 22.22% increase[24] Assets and Liabilities - The total assets as of September 30, 2023, amounted to ¥134,950,158,991.92, reflecting a 4.21% increase from ¥129,480,645,658.14 at the end of the previous year[4] - Total assets as of October 1, 2023, amounted to CNY 129.50 billion, showing a slight increase from CNY 129.48 billion at the end of 2022[28] - Total liabilities decreased by 51.04% to CNY 1,453,177,728.98, mainly due to a reduction in the scale of government bond offset futures margin business[9] - Total liabilities reached CNY 96.55 billion, which is marginally higher than CNY 96.52 billion reported at the end of 2022[28] - The company's equity attributable to shareholders reached ¥34,075,880,815.18, compared to ¥32,939,139,162.13, marking an increase of 3.4%[21] Cash Flow - Cash flow from operating activities showed a negative net amount of ¥7,783,959,300.58 for the year-to-date period, compared to a negative ¥2,370,838,574.67 in the same period last year[4] - The net cash flow from operating activities was negative CNY 7,783,959,300.58, worsening from negative CNY 2,370,838,574.67 in the previous year[25] - Cash and cash equivalents at the end of Q3 2023 were CNY 30,465,840,175.26, down from CNY 32,626,679,364.21 at the end of Q3 2022[26] Income Sources - Net income from commission and fees decreased by 36.39% to CNY 942,472,111.73 compared to the same period last year[9] - Investment income surged by 1234.58% to CNY 1,169,828,591.89, primarily due to increased gains from trading financial assets and derivatives[9] - Other business income rose by 64.80% to CNY 1,612,163,887.45, attributed to increased revenue from the futures subsidiary's spot basis trading[9] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 110,198, with the largest shareholder holding 21.70% of the shares[11] Other Financial Metrics - The weighted average return on equity for Q3 2023 was 1.53%, an increase of 0.28 percentage points from 1.25% in Q3 2022[4] - The company reported a significant increase in deferred tax liabilities by 144.38% to CNY 214,893,529.84, due to changes in the tax basis from other debt investments[9] - Other comprehensive income increased by 371.27% to CNY 463,384,516.94, driven by gains from other debt investments[9] - The company raised CNY 36,411,662,870.00 from bond issuance in Q3 2023, compared to CNY 35,957,630,000.00 in Q3 2022[26] - The company implemented new accounting standards starting January 1, 2023, affecting the financial statements and retained earnings[27] - The third-quarter report was not audited, indicating that the figures presented are preliminary and subject to change[28]