Viomi(VIOT) - 2022 Q4 - Annual Report

FORM 6-K Filing Details This section details the identification and filing specifics of the Form 6-K report by VIOMI TECHNOLOGY CO., LTD Report Identification The document is a Form 6-K report filed by VIOMI TECHNOLOGY CO., LTD for April 2023, indicating its status as a foreign private issuer filing annual reports under Form 20-F - The document is a Form 6-K report filed by VIOMI TECHNOLOGY CO., LTD[1][2] - The filing is for the month of April 2023, under Commission File Number: 001-38649[1] - The registrant files annual reports under Form 20-F[2] Holding Foreign Companies Accountable Act (HFCAA) Compliance This section details the company's identification as an HFCAA issuer and its analysis of governmental ownership and control Identification as Commission-Identified Issuer Viomi Technology Co., Ltd was identified as an HFCAA Commission-Identified Issuer due to its 2021 audit by a mainland China-based firm - The Company was identified as a Commission-Identified Issuer by the SEC on May 26, 2022, pursuant to the HFCAA[4] - The identification was due to the audit report for the year ended December 31, 2021, being issued by PricewaterhouseCoopers Zhong Tian LLP[4] - PricewaterhouseCoopers Zhong Tian LLP is headquartered in mainland China, a jurisdiction where the PCAOB was unable to inspect or investigate completely until December 2022[4] Analysis of Ownership and Control The company examined its ownership structure, concluding it is not government-controlled, with Mr. Xiaoping Chen holding majority voting power - Mr. Xiaoping Chen controls 60.8% of the Company's aggregate voting power as of February 28, 2023[5] - The Company believes it is not owned or controlled by a governmental entity in mainland China[5] Major Shareholder Breakdown An analysis identified three major shareholders, none of which are governmental entities, owning over 5% of outstanding shares - No shareholder other than Viomi Limited, Shunwei Talent Limited, and Red Better Limited owns more than 5% of the Company's outstanding shares[5] Viomi Limited Viomi Limited, wholly owned by a trust for Mr. Xiaoping Chen and his family, is a major shareholder - Viomi Limited is a British Virgin Islands company wholly owned by a trust for the benefit of Mr. Xiaoping Chen and his family[5] Shareholding and Voting Power | Metric | Percentage | | :------------- | :--------- | | Total Shares | 34.0% | | Voting Power | 59.9% | Shunwei Talent Limited Shunwei Talent Limited, controlled by Mr. Koh Tuck Lye, is a British Virgin Islands company and a significant shareholder - Shunwei Talent Limited is a British Virgin Islands company wholly owned by Shunwei China Internet Fund II, L.P., controlled by Mr. Koh Tuck Lye, a Singapore citizen[6] Shareholding and Voting Power | Metric | Percentage | | :------------- | :--------- | | Total Shares | 15.5% | | Voting Power | 2.8% | Red Better Limited (Xiaomi Corporation) Red Better Limited, wholly owned by Xiaomi Corporation, is a major shareholder not controlled by a mainland China governmental entity - Red Better Limited is wholly owned by Fast Pace Limited, which is wholly owned by Xiaomi Corporation, a Cayman Islands company[7] - Xiaomi Corporation is not owned or controlled by a governmental entity in mainland China[7] Shareholding and Voting Power | Metric | Percentage | | :------------- | :--------- | | Total Shares | 16.5% | | Voting Power | 29.9% | Conclusion on Governmental Control The Company asserts no awareness of any mainland China governmental entity possessing direct or indirect control over its management and policies - The Company is not aware of any governmental entity in mainland China that has the power, direct or indirect, to direct or cause the direction of the management and policies of the Company[8] Signatures This section provides details regarding the official signing and filing date of the report Authorization and Filing Date This section confirms the official signing of the report by the authorized representative of VIOMI TECHNOLOGY CO., LTD - The report was signed by Xiaoping Chen, Chairman of the Board of Directors and Chief Executive Officer[9] - The report was signed on April 25, 2023[9]