Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity Reports
Deutsche Bank AG(DB) Newsfile·2024-12-20 14:23
Deutsche Bank Subsidiary to Pay $4 Million for Untimely Filing Certain Suspicious Activity ReportsDecember 20, 2024 9:23 AM EST | Source: Newsfile SEC Press DigestWashington, D.C.--(Newsfile Corp. - December 20, 2024) - The Securities and Exchange Commission today charged registered broker-dealer Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, for failing to file certain Suspicious Activity Reports (SARs) in a timely manner. Deutsche Bank Securities has agreed to pay a $4 mill ...