EOPTOLINK(300502) 证券时报网·2024-12-23 03:13Core Viewpoint - The actual controllers of Tian Shun Co., Ltd. and Xin Yi Sheng Co., Ltd. are under investigation for violations related to stock transfer and information disclosure, which has raised regulatory scrutiny in 2024 [1][4][9]. Group 1: Company Investigations - Tian Shun's actual controller, Wang Pu Yu, received a notice of investigation on December 20 for suspected violations of information disclosure and transfer regulations [1]. - Xin Yi Sheng's actual controller, Gao Guang Rong, is also under investigation for similar violations, with the matter currently in the investigation stage [4]. - Both companies have stated that the investigations are related to personal stock transfer matters and will not impact their operations [10]. Group 2: Shareholding and Stock Transfer Plans - As of the end of Q3 2024, Tian Shun's controlling shareholder holds 65.856 million shares, accounting for 43.25% of the total shares, while Wang Pu Yu holds 6.2916 million shares, accounting for 4.13% [7]. - Xin Yi Sheng's actual controller, Gao Guang Rong, previously planned to reduce his holdings by up to 5 million shares but has not executed this plan [11]. - The last recorded reduction by Gao Guang Rong occurred between March 17 and July 21, 2023, where he reduced his holdings by 8.2235 million shares, representing 1.23% of the total share capital [1]. Group 3: Regulatory Environment - The regulatory environment for stock transfers by actual controllers and senior management has tightened significantly in 2024, with increased penalties for violations [3]. - Recent cases include penalties imposed on other companies and individuals for similar violations, indicating a broader trend of regulatory enforcement [8].