【深度】胡海泉旗下私募基金被警示 公司回应称问题已整改

Group 1 - The China Securities Regulatory Commission (CSRC) issued administrative regulatory measures against two private equity funds associated with singer Hu Haiquan, namely Qianxiang Haiquan Investment Management Co., Ltd. and Haina Baiquan Fund Management Co., Ltd., by issuing warning letters [1][4] - Qianxiang Haiquan Investment was ordered to rectify due to failure in fulfilling its duty of honesty and diligence in managing private fund assets, while Haina Baiquan Fund faced two violations: lack of appropriate investor management and failure to act diligently [4][7] - Haina Baiquan Fund responded that the issues raised in the warning had been self-checked and corrected before 2017, and the fund is currently operating normally [4][7] Group 2 - This is not the first time Haina Baiquan Fund has been penalized; it received a warning letter from the Beijing Securities Regulatory Bureau in June 2023 for similar violations and has been a defendant multiple times [7] - Both Qianxiang Haiquan Investment and Haina Baiquan Fund have a small management scale, each below 500 million yuan [7] - The incident highlights the increasing regulatory scrutiny in the private equity industry, emphasizing the need for compliance and professionalism, especially for celebrity-led investment firms [7]