BOCIC(SH:601696) Nan Fang Du Shi Bao·2025-05-15 11:22Regulatory Actions - The Xinjiang Securities Regulatory Bureau imposed a fine of 50,000 yuan on Zhu Li, the financial supervisor of Bank of China International Securities Co., Ltd. (中银证券), for illegal stock trading on behalf of others [2][3] - Zhu Li was found to have controlled and used a securities account under the name "Xu Mouhua" to conduct stock trading from March 1, 2019, to January 28, 2025, with a total buy amount of 29.52 million yuan and a total sell amount of 29.41 million yuan, resulting in a loss of 200,600 yuan [3] Company Compliance Issues - Bank of China International Securities has faced multiple regulatory fines in the past year, including warnings for improper management and compliance failures at various branches [5] - Specific incidents include a warning issued to the Shaoxing Didi Lake Road branch for failing to report compliance personnel duties and another fine for improper use of client accounts by employees at the Hangzhou Global Center branch [5] Financial Performance - In 2024, Bank of China International Securities reported operating revenue of 2.888 billion yuan, a year-on-year decrease of 1.79%, while net profit attributable to shareholders was 906 million yuan, an increase of 0.64% [5] - In the first quarter of 2025, the company achieved revenue of 752 million yuan, a year-on-year increase of 22.12%, with net profit also increasing by 22.12% to 280 million yuan, attributed to growth in investment banking and brokerage service fees [6]