Core Viewpoint - The document outlines the management system for the shareholding and trading behavior of directors and senior management at Suzhou Hesheng New Materials Co., Ltd, ensuring compliance with relevant laws and regulations [1][2][3]. Group 1: General Provisions - The system is established to regulate the trading of company shares by directors and senior management, based on various laws including the Company Law and Securities Law [1]. - Directors and senior management must comply with the system, which includes shares held in their name and those held through others [1][2]. Group 2: Information Reporting and Disclosure - Directors and senior management are required to report their personal and family information to the Shenzhen Stock Exchange and the China Securities Depository and Clearing Corporation within specified timeframes [2][4]. - Any changes in shareholding must be reported within two trading days, including details such as the number of shares before and after the change [2][3]. Group 3: Shareholding Management - Directors and senior management must notify the board secretary of their trading plans before executing trades, allowing for risk assessment [3][4]. - There are restrictions on the transfer of shares, including a limit of 25% of total shares held that can be transferred in a year, with exceptions for certain circumstances [5][6]. Group 4: Responsibilities and Penalties - Violations of the regulations may lead to internal disciplinary actions and potential compensation for losses incurred by the company [9][10]. - The document emphasizes the importance of compliance with laws and regulations, with specific penalties outlined for non-compliance [9].
禾盛新材: 董事、高级管理人员所持公司股份及其变动管理制度(2025年5月)