禾盛新材: 证券投资管理制度（2025年5月）

Core Points - The document outlines the securities investment management system of Suzhou Hesheng New Materials Co., Ltd, aiming to regulate securities investment and information disclosure, mitigate investment risks, and protect the rights of investors and the company's interests [2][3][4] Group 1: General Principles - The securities investment is defined as the company's behavior of investing in securities in the market to maximize returns while controlling investment risks [2] - Types of securities investments include IPO subscriptions, additional share offerings, and trading of listed securities and derivatives [3] - The investment must not affect the company's normal operations or main business development [3] Group 2: Approval Authority and Responsibilities - Securities investments must adhere to the company's articles of association and established investment authority, requiring board approval for investment limits [8][9] - The investment limit must be approved by two-thirds of the board and independent directors, and the management can make decisions within this limit [9] Group 3: Investment Management and Implementation - An investment management department is established under the general manager to oversee securities investments, with the finance department managing the funds [4][5] - Investment personnel must report on investment progress, profit and loss, and risk control regularly [12][13] Group 4: Account Management and Accounting - Securities investments must be conducted through accounts opened in the company's name, and all financial transactions must comply with the company's financial management system [15][16] - The finance department is responsible for daily accounting of securities investments according to relevant accounting standards [19] Group 5: Supervision and Information Disclosure - Measures are in place to control risks, including requiring investment personnel to have strong theoretical knowledge and experience [20] - The board's audit committee has the authority to investigate and monitor the company's securities investment activities [26][27]