源杰科技: 防范控股股东及关联方资金占用专项制度

Core Viewpoint - The company establishes a system to prevent the controlling shareholder and its affiliates from occupying company funds, ensuring the company's independence and financial security [1][2][3] Group 1: Definition and Scope - The system defines fund occupation as both operational and non-operational fund occupation, including various forms of financial transactions and support to the controlling shareholder and its affiliates [1][2] - The controlling shareholder and its affiliates are defined as the entities controlled by the actual controller, excluding the listed company and its controlled entities [2] Group 2: Principles of Prevention - The company must prevent any direct or indirect occupation of funds by the controlling shareholder and its affiliates, prohibiting practices such as salary advances or prepayments for investments [4][5] - Specific prohibited actions include lending company funds, providing loans through financial institutions, and issuing commercial acceptance bills without real transaction backgrounds [5][6] Group 3: Responsibilities and Measures - The board of directors and senior management are responsible for maintaining the safety of company funds and must perform their duties diligently [8][9] - A leadership group is established to oversee the prevention of fund occupation, with regular checks on financial transactions involving the controlling shareholder and its affiliates [9][10] Group 4: Transaction Management - All related transactions with the controlling shareholder must adhere to established rules and require real economic contracts [6][7] - The audit committee is responsible for supervising and evaluating the execution of internal controls and must report any non-operational fund occupation to the board [6][7] Group 5: Accountability and Penalties - The company will take measures against any infringement of assets by the controlling shareholder, including potential judicial actions to freeze shares if funds are occupied [5][6] - Violations of the system will result in disciplinary actions against responsible individuals, and the company must report to regulatory authorities if investor losses occur [7][8]