Workflow
宁夏建材: 宁夏建材内幕信息知情人登记管理制度

Core Points - The article outlines the insider information management system of Ningxia Building Materials Group Co., Ltd, emphasizing the importance of maintaining confidentiality and proper registration of insider information handlers [1][2][3]. Group 1: Insider Information Management - The company must register insider information handlers before the public disclosure of insider information, ensuring accurate and complete records [1][4]. - The chairman of the board is the primary responsible person for the registration of insider information handlers, while the board secretary manages the registration and reporting [1][2]. - Insider information handlers are defined as individuals who have access to non-public information that could significantly impact the company's operations or stock prices [2][3]. Group 2: Scope of Insider Information - Insider information includes significant changes in business policies, major investments, and any events that could lead to substantial financial losses or affect the company's operations [3][4]. - Specific examples of insider information include major asset transactions exceeding 30% of total assets, significant debt defaults, and changes in the company's management [3][4]. Group 3: Confidentiality Obligations - Insider information handlers are obligated to maintain confidentiality and are prohibited from trading the company's securities or recommending others to do so based on insider information [4][5]. - The company must take measures to limit the number of individuals who have access to insider information before it is publicly disclosed [4][5]. Group 4: Registration and Documentation - The company is required to maintain detailed records of insider information handlers, including the time, place, and manner in which they received insider information [5][6]. - A memorandum documenting the progress of significant matters, such as mergers or acquisitions, must be created and maintained [8][9]. Group 5: Compliance and Penalties - The company must conduct self-inspections regarding insider trading activities and report any violations to regulatory authorities within two working days [9][10]. - Violations of insider information regulations can lead to administrative penalties, fines, or even criminal prosecution for responsible individuals [10].