领益智造: 董事和高级管理人员所持公司股份及其变动管理制度

General Principles - The management system for the shares held by the directors and senior management of Guangdong Lingyi Intelligent Manufacturing Co., Ltd. aims to strengthen the management of shareholding and changes, clarifying management procedures based on relevant laws and regulations [1][2] - This system applies to directors, senior management, and other specified individuals or organizations holding and trading the company's stocks and derivatives [1][2] Shareholding and Trading Regulations - Directors and senior management must strictly manage their personal stock accounts and are prohibited from transferring or lending their accounts to others for trading the company's stocks [2][3] - They are also prohibited from engaging in margin trading with the company's stocks as the underlying securities [2][3] Reporting and Disclosure Requirements - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring timely and accurate reporting of share trading activities [3][4] - Directors and senior management must report any changes in their shareholding within two trading days and disclose this information through the company's announcements [10][11] Trading Limitations - Directors and senior management are restricted from trading the company's stocks during specific periods, such as before the announcement of annual and quarterly reports [8][9] - They are also prohibited from transferring shares within one year of the company's stock listing and for six months after leaving their positions [9][10] Share Transfer Conditions - The company may impose additional conditions on the transfer of shares held by directors and senior management, such as performance assessments and lock-up periods [10][11] - Any shares that are subject to lock-up will retain their rights, such as dividend rights and voting rights, during the lock-up period [10][11] Violations and Penalties - If directors and senior management engage in illegal trading activities, the company board is required to recover any profits made from such transactions and disclose the details of the violations [12][13] - The company must also disclose any instances of non-compliance with trading regulations in its periodic reports [12][13]