瑞达期货再曝内控漏洞：收入确认违规遭“双罚” 此前曾多次遭监管处罚

Core Viewpoint - Recently, Ruida Futures received a warning letter from the Xiamen Securities Regulatory Bureau due to non-compliance in accounting practices, leading to inaccurate financial data disclosures [2][4]. Group 1: Regulatory Actions - Ruida Futures and its responsible personnel were subjected to a warning letter and increased internal compliance checks by the Xiamen Securities Regulatory Bureau [2][4]. - The Xiamen Securities Regulatory Bureau has recorded the situation in the securities and futures market integrity archives, citing the failure of key executives to fulfill their duties [4]. Group 2: Financial Reporting Issues - The subsidiary, Ruida New Control Capital Management Co., Ltd., was found to have improperly recognized revenue from trade-related businesses, violating the Accounting Standards for Enterprises [4]. - Ruida Futures has corrected previous accounting errors related to financial data disclosures [4]. Group 3: Previous Penalties - This is not the first time Ruida Futures has faced penalties; it has been subjected to multiple regulatory actions in 2024 for various compliance issues [5]. - Specific past penalties include corrective measures for improper client information management and unauthorized trading consultation activities [5].