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上海凤凰: 上海凤凰投资管理制度

Core Points - The article outlines the investment management system of Shanghai Phoenix Enterprise (Group) Co., Ltd, emphasizing the establishment of a standardized, effective, and scientific investment decision-making framework to enhance internal controls and ensure compliance with legal and regulatory requirements [1][2][3] Group 1: Investment Management Principles - The investment projects include asset and equity investments both domestically and internationally, with significant projects defined as those with an investment amount of 30 million yuan or more [1] - The investment principles include strategic alignment, legal compliance, capability matching, reasonable returns, and a pre-approval process before investment [1][2] Group 2: Investment Management Structure - The decision-making authority for investments is distributed among the shareholders' meeting, board of directors, and management, with the board's audit committee overseeing the legality and compliance of investment projects [2][3] - The Investment and Asset Management Department is responsible for executing and managing investment projects, including annual investment planning and reporting [3][4] Group 3: Pre-Investment Management - Annual investment plans must be submitted by December 10 each year, detailing the overall investment situation, individual project specifics, and risk management measures [4][5] - Investments in non-core businesses are limited to a maximum of 5% of the total annual investment scale, with strict controls on the investment in non-core areas [4][5] Group 4: Investment Execution and Monitoring - Mid-year investment execution reports are required by early July, summarizing project progress, fund usage, and any issues encountered [8] - The company must establish a mechanism for ongoing management and supervision of invested enterprises, ensuring timely communication and decision-making [9][10] Group 5: Post-Investment Management - An annual investment completion report must be submitted by the end of December, analyzing the effectiveness of investments and any significant issues [12][13] - The company maintains a risk management system throughout the investment process, focusing on pre-investment risk assessments and ongoing monitoring [14][15] Group 6: Accountability and Compliance - The compliance and risk control department is responsible for evaluating investment projects and suggesting accountability measures for any violations of procedures or regulations [16][17] - The investment management system must adhere to relevant laws and regulations, ensuring proper disclosure and compliance with state-owned asset supervision requirements [16][17]