海大集团: 内幕信息知情人登记管理制度

Core Points - The article outlines the insider information management system of Guangdong Haida Group Co., Ltd, aimed at preventing insider trading and protecting investors' rights [1][2] - The system defines insider information and the responsibilities of insider information holders, emphasizing confidentiality and compliance with relevant laws [2][3] - The company is required to maintain a registry of insider information and its holders, ensuring proper management and reporting to regulatory bodies [6][10] Group 1: Insider Information Definition and Scope - Insider information includes significant changes in the company's operations, financial status, or any information that could impact the trading price of the company's securities [2][3] - The scope of the insider information management system covers the company and its subsidiaries, as well as any entities where the company holds a significant influence [2][3] Group 2: Responsibilities and Management - The board of directors is responsible for managing insider information and ensuring that all relevant personnel comply with confidentiality obligations [2][6] - Insider information holders must take necessary measures to limit the dissemination of insider information before it is publicly disclosed [6][10] Group 3: Reporting and Compliance - The company must report any significant changes in insider information to the Shenzhen Stock Exchange and maintain accurate records of insider information holders [10][11] - The system mandates that any external parties receiving insider information must also adhere to confidentiality obligations and report any breaches [15][16] Group 4: Penalties for Violations - Violations of the insider information management system can result in disciplinary actions against internal personnel and potential legal consequences for external parties [22][26] - The company retains the right to pursue legal action against individuals or entities that misuse insider information for personal gain [26][27]