HAID GROUP(SZ:002311) Zheng Quan Zhi Xing·2025-06-20 09:31Core Viewpoint - The company has established a comprehensive set of regulations governing its securities investment, futures, and derivatives trading activities to mitigate investment risks and protect investor rights while ensuring compliance with relevant laws and regulations [1][2]. Group 1: Investment and Trading Principles - The company must adhere to national laws and regulations when engaging in securities investment, futures, and derivatives trading [2]. - Investments should be conducted in a legal, prudent, safe, and effective manner, with a focus on risk control and investment efficiency, aligned with the company's risk tolerance [2]. - The funding for these investments must come from the company's own funds, prohibiting the use of raised funds for such activities [2]. Group 2: Decision-Making Authority - The company's board of directors and shareholders' meeting are responsible for decision-making regarding securities investment, futures, and derivatives trading [2]. - Any securities investment exceeding 50 million RMB must be submitted for shareholder approval, along with timely disclosures [2]. - For futures and derivatives transactions that significantly impact the company's financials, a feasibility analysis must be prepared and approved by the board before submission to shareholders [2]. Group 3: Management and Audit - A decision-making committee comprising key executives is established to oversee investment projects and develop emergency response mechanisms [3]. - The investment department must conduct comprehensive analyses of potential projects, including market prospects and economic feasibility, before proceeding [4]. - The risk control department is tasked with monitoring market conditions and assessing the risk exposure of traded products [4]. Group 4: Information Disclosure - The company is required to disclose relevant information regarding its securities investment, futures, and derivatives activities in accordance with regulatory requirements [6][7]. - Regular reports must include details of securities investments and derivatives trading activities conducted during the reporting period [7]. Group 5: Internal Reporting Procedures - The company must follow internal reporting procedures for significant information related to securities investment, futures, and derivatives trading [5]. - Any major changes in investment plans or external conditions must be reported immediately to the board and the president [5]. Group 6: Compliance and Amendments - The established regulations apply to the company and its subsidiaries, with provisions for amendments in line with national laws and regulations [7]. - The board of directors is responsible for interpreting these regulations, which take effect upon approval [7].