鸿远电子: 鸿远电子内幕信息知情人登记备案管理办法

Core Viewpoint - The document outlines the management measures for insider information at Beijing Yuanliuhongyuan Electronic Technology Co., Ltd, emphasizing the importance of confidentiality and proper registration of insider information personnel in compliance with relevant laws and regulations [1][2][3]. Group 1: Insider Information Management - The company establishes guidelines to manage insider information and enhance confidentiality based on various laws, including the Company Law and Securities Law [1][2]. - The board of directors is responsible for timely registration and reporting of insider information personnel, ensuring the accuracy and completeness of the records [2][3]. - Insider information is defined as non-public information that significantly impacts the company's operations, finances, or stock market prices [6][7]. Group 2: Scope of Insider Information - Insider information includes major changes in business policies, significant asset transactions exceeding 30% of total assets, and other events that could materially affect stock prices [3][4]. - The document specifies various events that qualify as insider information, such as major losses, changes in management, and significant shareholder changes [3][4]. Group 3: Confidentiality Obligations - Insider information personnel must maintain confidentiality before the public disclosure of insider information and are prohibited from trading based on such information [5][6]. - The company must limit the number of individuals who have access to insider information to the smallest possible group [5][6]. Group 4: Registration and Documentation - The board office is tasked with organizing the registration of insider information personnel, documenting the timeline and nature of their access to insider information [17][18]. - A detailed record of insider information personnel must be maintained, including their identification, the time and manner of knowledge acquisition, and the content of the insider information [17][18]. Group 5: Trading Restrictions - Company directors and senior management are prohibited from trading company shares during specific periods, particularly around the announcement of financial reports and significant events [12][13]. - Any insider who trades based on non-public information must report their trading activities to the board secretary [12][13]. Group 6: Accountability and Penalties - The company is required to conduct self-inspections regarding insider trading and report any violations to regulatory authorities [29][30]. - Violations of insider information regulations can lead to various penalties, including warnings, demotions, or legal action [30][31].