Bei Jing Shang Bao·2025-06-20 13:36Core Viewpoint - The China Securities Regulatory Commission (CSRC) is seeking public opinion on the draft revision of the "Securities Company Classification Evaluation Regulations," which aims to enhance the regulatory framework and promote high-quality development in the securities industry [3] Group 1 - The classification evaluation system is a fundamental regulatory framework for institutions, with the current regulations having been in place since 2009 and revised three times previously [3] - The revision is necessary as it has been nearly five years since the last update, and it aims to improve the existing evaluation system [3] - The title of the regulations will be changed from "Securities Company Classification Supervision Regulations" to "Securities Company Classification Evaluation Regulations" to better align with the focus on classification evaluation [3] Group 2 - The revision will focus on four main areas: enhancing the functional orientation of securities companies, optimizing business development indicators, improving evaluation results for misconduct, and clarifying rules for handling special issues [3] - The evaluation framework will be refined to support differentiated development and specialized operations for small and medium-sized institutions [3] Group 3 - The new regulations will expand the coverage for additional points, increasing the number of companies eligible for points based on net asset return rates and major business income from 20 to 30 [4] - This change aims to encourage small and medium-sized institutions to explore differentiated development paths and improve their competitiveness in specific business areas [4]