八年纠葛落幕 敦化农商行向东北证券讨要2.94亿元赔偿金遭驳回

Core Viewpoint - Northeast Securities has successfully resolved a long-standing legal dispute with Dunhua Rural Commercial Bank, with the Supreme People's Court rejecting the bank's request for a retrial, resulting in no financial impact on the company's current or future profits [1]. Group 1: Legal Proceedings - The lawsuit involved a principal amount of approximately 294 million yuan and corresponding interest, initiated by Dunhua Rural Commercial Bank against Northeast Securities for alleged failure to fulfill management obligations related to the "Northeast Securities Changying No. 4 Directional Asset Management Plan" [2]. - The case dates back to May 19, 2021, when Dunhua Rural Commercial Bank claimed significant losses of 472 million yuan due to Northeast Securities' mismanagement of the asset management plan, which was established in 2013 [2]. - Following a series of court rulings, including a judgment from the Jilin Provincial High Court in November 2018, Northeast Securities was initially ordered to bear supplementary compensation responsibilities limited to the value of 800,000 shares of a delisted stock [2][3]. Group 2: Outcome of the Dispute - After the initial ruling, Dunhua Rural Commercial Bank filed another lawsuit in May 2021, seeking compensation of 294 million yuan plus interest, which resulted in a first-instance judgment against Northeast Securities [3]. - Northeast Securities appealed the first-instance judgment, and on April 16, 2024, the Jilin Provincial High Court overturned the ruling and dismissed Dunhua Rural Commercial Bank's claims [3]. - The Supreme People's Court ultimately rejected Dunhua Rural Commercial Bank's request for a retrial, concluding an eight-year legal battle without any financial liability for Northeast Securities [3].