大连重工: 募集资金管理办法（2025年6月）

Core Points - The document outlines the management and usage of raised funds by Dalian Huari Heavy Industry Group Co., Ltd, ensuring safety and efficiency in fund utilization [1][2] - The company must establish a sound management system for raised funds, including specific regulations for fund storage, usage, and supervision [2][3] - The board of directors is responsible for ensuring the feasibility of investment projects funded by raised capital and must prevent unauthorized changes in fund usage [1][2] Fund Storage - The company must open a special account for raised funds, ensuring that these funds are not mixed with other funds or used for unauthorized purposes [3][4] - A tripartite supervision agreement must be signed with the sponsor or independent financial advisor and the bank within one month of the funds being received [3][4] Fund Usage - Raised funds must be used strictly for the intended purposes as disclosed, and any changes must be approved by the board and disclosed to shareholders [6][10] - The company is prohibited from using raised funds for high-risk investments or for providing financial assistance to others [6][7] - If any funds are found to be misappropriated by controlling shareholders or related parties, the company must take action to recover those funds and disclose the situation [7][10] Fund Management and Supervision - The company must maintain detailed records of fund usage and undergo regular audits to ensure compliance with regulations [17][19] - The board must conduct semi-annual reviews of the fund management and usage, and any discrepancies must be reported [19][20] - The sponsor or independent financial advisor is required to conduct regular checks on the management of raised funds [20][21] Changes in Fund Usage - Any changes in the intended use of raised funds must be approved by the board and disclosed, especially if it involves new projects or significant alterations [24][26] - The company must ensure that any changes do not lead to conflicts of interest or affect the project's implementation negatively [26][27]