中科曙光: 北京市中伦律师事务所关于曙光信息产业股份有限公司股票激励计划相关事项的法律意见书

Core Viewpoint - The legal opinion letter from Beijing Zhonglun Law Firm confirms that the stock incentive plan of Shuguang Information Industry Co., Ltd. has met the necessary legal requirements for the unlocking of restricted stocks, indicating compliance with relevant laws and regulations [2][3][16]. Summary by Sections Legal Basis and Compliance - The legal opinion is based on the Company Law, Securities Law, and the Stock Incentive Management Measures issued by the China Securities Regulatory Commission, ensuring that the plan adheres to established legal frameworks [3][7]. - The law firm has verified the legality, compliance, authenticity, and effectiveness of the company's actions regarding the incentive plan [4][16]. Approval and Authorization - The company has followed the required legal procedures for the unlocking of the stock incentive plan, including approvals from the board of directors and the supervisory board [8][10]. - Independent directors have provided independent opinions on the relevant proposals, confirming their compliance with regulations [10][12]. Unlocking Conditions - The unlocking conditions for the third release period of the initial grant and the second release period of the reserved grant have been met, allowing for the release of restricted stocks [14][16]. - A total of 450 individuals are eligible for the unlocking of 3,743,400 shares from the initial grant, while 50 individuals are eligible for 351,780 shares from the reserved grant [14][16]. Conclusion - The law firm concludes that the unlocking of the stock incentive plan is legally sound and does not violate any laws or regulations, and the company must fulfill its information disclosure obligations [16].