私募江湖乱象迭出,深圳监管痛批“不务正业”:卖课,当“掮客”,与算命、修家谱人士同场所办公
Hua Xia Shi Bao·2025-06-25 06:57

Core Viewpoint - The Shenzhen Securities Regulatory Bureau's report highlights significant issues within the private equity fund industry, including deviations from core responsibilities, investor rights violations, and illegal activities, indicating a need for improved compliance and governance [1][3]. Group 1: Issues Identified - Some private equity firms are engaging in non-core activities such as selling courses through social media and acting as brokers for fake gold exchanges, which misleads investors and poses legal risks [1][4]. - Specific problematic behaviors include acting as intermediaries for bond transactions, selling investment courses, and facilitating unauthorized fundraising activities [4][5]. - The report details various misconducts, including the manipulation of fund management for personal gain and the use of private equity qualifications for illegal activities [6][8]. Group 2: Regulatory Challenges - The large number and diverse operations of private equity firms complicate regulatory oversight, making it difficult to ensure compliance and protect investors [3][6]. - There is a noted lack of awareness among investors regarding the risks associated with private equity products, which allows for the persistence of misleading practices [3][6]. Group 3: Recommendations for Improvement - Industry professionals are urged to adhere strictly to compliance standards and focus on core investment and risk management activities to enhance professional integrity [3][6]. - Institutions should strengthen internal compliance mechanisms and collaborate with regulators to prevent deviations from core business practices [3][6].

私募江湖乱象迭出,深圳监管痛批“不务正业”:卖课,当“掮客”,与算命、修家谱人士同场所办公 - Reportify