Core Points - The company establishes a system for managing insider information to enhance confidentiality and ensure fair disclosure in accordance with relevant laws and regulations [1][2][29] - The board of directors is responsible for the registration and filing of insider information, ensuring the accuracy and completeness of the insider list [2][3] - Insider information includes significant undisclosed information related to the company's operations, finances, or events that could impact stock prices [3][4] Group 1: Insider Information Management - The company defines insider information as undisclosed information that could significantly affect the company's stock or derivatives [3][4] - The scope of insider information includes major changes in business strategy, significant asset transactions exceeding 30% of total assets, and major debt defaults [5][6] - The company must maintain a record of all individuals who have access to insider information, including their relationship to the company and the nature of the information received [6][7] Group 2: Responsibilities of Insider Information Holders - Insider information holders are required to keep the information confidential and are prohibited from trading based on this information [21][22] - The company must ensure that the number of individuals aware of insider information is minimized and that all relevant parties are informed of their obligations [22][23] - Any breach of confidentiality or insider trading will result in disciplinary actions, including potential legal consequences [26][27] Group 3: Reporting and Compliance - The company is required to report insider information to regulatory bodies within specified timeframes following public disclosure [9][10] - A detailed record of the process surrounding significant events must be maintained, including timelines and involved parties [11][12] - The company must comply with all relevant laws and regulations regarding insider information management and reporting [29][30]
大中矿业: 内幕信息知情人管理制度