GCLET(SZ:002015) Zheng Quan Zhi Xing·2025-07-04 16:34General Principles - The investment management system aims to standardize the investment behavior of the company, prevent investment risks, and improve investment efficiency based on relevant laws and regulations [2][3] - The system applies to all investment activities, including operational investments, equity investments, real estate investments, and other investments [2] Investment Principles - Investments must adhere to principles of appropriateness, ensuring they do not affect the company's main business development and prioritize benefits [3] - Major investments require internal controls that are legal, prudent, safe, and effective, focusing on risk control and investment efficiency [3] Investment Proposal and Approval - The Strategic Investment Department is responsible for managing investment matters, including planning, evaluation, monitoring, and annual investment plan implementation [7] - Senior management or relevant departments must submit project proposals to the Strategic Investment Department, which includes an economic evaluation report [8] Major Investment Standards - Transactions that meet certain thresholds must be submitted for board approval and disclosed, including those where the total asset amount exceeds 10% of the latest audited total assets or where the net asset amount exceeds 10% of the latest audited net assets [9][11] - The board must analyze investment prospects and risks when reviewing major investment matters [10] Investment Agreement Execution - After approval from the shareholders' meeting, board, or president, authorized representatives can handle investment-related matters, including signing legal documents [21] - Investment agreements must be drafted with input from the Strategic Investment Department and may require legal review [23] Investment Project Supervision - The Strategic Investment Department and relevant departments must monitor and manage investment projects post-implementation [28] - The audit supervision department is responsible for tracking the investment project's progress and financial performance [30] Responsibilities and Legal Compliance - Individuals who violate laws, regulations, or the company's internal rules resulting in investment losses may face disciplinary actions [35] - Unauthorized signing of investment agreements that lead to actual losses will result in liability for the responsible person [36]