Core Viewpoint - The legal opinion letter outlines the approval and authorization process for the 2024 stock option incentive plan of Shenzhen Haon Automotive Electronics Equipment Co., Ltd, including the granting of reserved stock options, adjustment of exercise prices, and cancellation of unexercised stock options due to unmet performance conditions [1][6][11]. Group 1: Approval and Authorization - The company held its third board meeting on July 11, 2024, where it approved the stock option incentive plan and related proposals [3]. - The third supervisory board meeting on the same day also approved the incentive plan and confirmed the eligibility of the incentive objects [3]. - The company announced the list of incentive objects on July 13, 2024, confirming their compliance with relevant laws and regulations [3]. - The third extraordinary general meeting of shareholders on July 29, 2024, authorized the board to implement the incentive plan [3]. - On August 2, 2024, the board approved the initial grant of 3.581 million stock options to 200 incentive objects at an exercise price of 53.99 yuan per option [3][5]. Group 2: Reserved Stock Options - The reserved stock options will be granted on July 7, 2025, to 33 incentive objects, totaling 419,000 options at an exercise price of 53.49 yuan per option [4][6]. - The granting of reserved stock options is in accordance with the approved incentive plan and management regulations [6][8]. Group 3: Adjustment of Exercise Price - The exercise price for the stock options has been adjusted to 53.49 yuan per option due to the company's profit distribution plan [10]. - The adjustment complies with the provisions of the incentive plan and relevant regulations [10][11]. Group 4: Cancellation of Stock Options - The board approved the cancellation of 243,000 stock options held by 12 incentive objects who left the company for personal reasons [5]. - Additionally, 317,300 stock options were canceled due to the failure to meet performance conditions for the first exercise period [11]. - The cancellation of stock options aligns with the provisions of the incentive plan and management regulations [11].
豪恩汽电: 北京市通商（深圳）律师事务所关于公司2024年股票期权激励计划授予预留股票期权、调整股票期权行权价格以及首次授予部分第一个行权期行权条件未达成暨注销部分股票期权的法律意见书