达威股份: 募集资金管理制度

Core Viewpoint - The document outlines the regulations and procedures for the management and use of raised funds by Sichuan Dawi Technology Co., Ltd, emphasizing the importance of compliance with relevant laws and the need for transparency and efficiency in fund utilization [1][2][4]. Fund Storage - The company must store raised funds in a designated special account, ensuring that no non-raised funds are mixed or used for other purposes [2][5]. - If the company has multiple financing rounds, separate special accounts must be established for each round [5][6]. - A tripartite supervision agreement must be signed with the sponsor and the commercial bank within one month of the funds being received [6][7]. Fund Usage Management - Funds must be used according to the investment plan outlined in the issuance application documents, ensuring compliance and transparency [9][10]. - Any changes to the use of raised funds require a resolution from the shareholders' meeting [10][11]. - The company is prohibited from using raised funds for financial investments or to lend to others [11][12]. Project Management - The project management department must establish a management system for investment projects, monitoring fund application and project progress [13][14]. - Any significant deviations from the planned project progress or feasibility must be reported to the board [14][15]. - The company must disclose the actual use of raised funds accurately and completely, with semi-annual reports on project progress [16][17]. Changes in Fund Direction - Changes in the direction of raised funds are defined by specific criteria, such as canceling original projects or changing the implementation subject [27][28]. - The board must conduct a feasibility analysis before approving any changes to the investment projects [29][30]. - Any changes must be announced within two trading days after board approval [30][31]. Fund Management and Supervision - The finance department is responsible for maintaining records of fund usage and conducting regular audits [17][18]. - The board must report any significant violations or risks related to fund management to the Shenzhen Stock Exchange [18][19]. - Independent directors must ensure that the actual use of funds aligns with disclosed information, and they can initiate special audits if discrepancies are found [19][20].