YOTRIO(SZ:002489) Zheng Quan Zhi Xing·2025-07-10 16:22General Principles - The management system for the shareholding and trading behavior of the company's directors and senior management is established to comply with relevant laws and regulations [2] - The shares held by directors and senior management include those registered in their names and those held through others' accounts [2] Information Reporting and Disclosure - Directors and senior management must report their personal and close relatives' identity information to the Shenzhen Stock Exchange within specified timeframes [3] - The company must ensure the accuracy and timeliness of the reported data and is liable for any legal consequences arising from inaccuracies [4] Share Transfer Management - Directors and senior management can only transfer up to 25% of their total shareholding during their term, with exceptions for judicial enforcement and inheritance [15] - Shares held by directors and senior management that are subject to restrictions can only be transferred after the conditions for lifting the restrictions are met [18] Prohibitions on Trading - Directors and senior management are prohibited from trading company shares during specific periods, such as before the announcement of annual or quarterly reports [21] - There are additional restrictions on trading if the company is under investigation for securities violations [9] Responsibilities and Penalties - The company can impose penalties on directors and senior management for violations of the trading regulations, including warnings, demotions, or legal actions [24] - Any violations must be documented, and relevant disclosures must be made to regulatory authorities [25]