证券业高质量发展实施意见来了！28条措施涉及保荐承销、财富管理等

Core Viewpoint - The China Securities Association (CSA) has released the "Implementation Opinions on Strengthening Self-Discipline Management and Promoting High-Quality Development of the Securities Industry," outlining 28 measures across seven areas to enhance self-regulation and industry standards [1][2]. Group 1: Self-Discipline Management - The CSA aims to improve internal structure and member management, as well as enhance collaboration with administrative and other self-regulatory organizations [1]. - There is a focus on strengthening self-discipline management systems, emphasizing the forward-looking, preventive, and operable nature of self-regulatory rules [1]. - The CSA plans to enhance self-discipline inspection efforts and improve the management and constraints of self-discipline penalties [1]. Group 2: Underwriting and Sponsorship Management - The implementation opinions highlight the need for better self-regulation in underwriting and sponsorship services to support the deepening of the stock issuance registration system [1]. - Specific measures include refining underwriting self-regulatory rules, improving pricing capabilities of underwriters, and standardizing underwriting fee structures [1]. - The CSA will also focus on enhancing the quality of pricing reports and regulating the collection of sponsorship fees to prevent unfair competition [1]. Group 3: Financial Services and Compliance - The CSA encourages securities companies to better support the development of new productive forces and enhance their comprehensive financial service capabilities [2]. - There is an emphasis on the continuous development of bond business and accelerating wealth management services [2]. - The implementation opinions also address the need for strengthening compliance and risk control systems, managing public opinion, and promoting a unique financial culture [2].