SWSC(SH:600369) Zheng Quan Zhi Xing·2025-07-14 16:28Core Viewpoint - The report outlines the verification of the listing and circulation of restricted shares for Southwest Securities Co., Ltd. following its non-public issuance in 2019, confirming compliance with relevant regulations and the fulfillment of lock-up commitments by shareholders [1][2]. Group 1: Restricted Shares Details - The restricted shares listed for circulation include 330 million shares held by Chongqing Yufu Capital Operating Group Co., Ltd., which represents 4.97% of the total share capital [3][4]. - The listing date for these restricted shares is set for July 22, 2025 [3]. Group 2: Company Capital Structure - Following the non-public issuance, the total share capital of the company increased to 6,645,109,124 shares, all of which are ordinary shares [2]. - There have been no changes in the number of shares due to rights issues or capital increases since the formation of the restricted shares [2]. Group 3: Compliance and Commitments - The shareholders have adhered to the lock-up commitments, with no violations affecting the listing of the restricted shares [2]. - The underwriting institution, Huafu Securities, confirmed that the company’s information disclosure regarding the restricted shares is accurate and complete [2].