Core Viewpoint - The company is undergoing a significant asset restructuring by acquiring an 82% stake in Xinjiang Congling Energy Co., Ltd. and a 5% stake from JAAN INVESTMENTS CO. LTD. through a combination of cash and stock issuance, while ensuring that no insider trading has occurred during the process [2][14]. Group 1: Transaction Details - The company plans to purchase 82% of Xinjiang Congling Energy Co., Ltd. from Congling Industrial Co., Ltd. and 5% from JAAN INVESTMENTS CO., LTD. [2] - The company will issue shares to raise supporting funds from no more than 35 specific investors, including its controlling shareholder, Xinjiang Geological Mining Investment Group Co., Ltd. [2] Group 2: Insider Trading Investigation - The company conducted a self-examination regarding insider trading, confirming that no insider trading occurred during the investigation period, which spans from six months before the stock suspension request to the day before the disclosure of the transaction report [3][14]. - The investigation included a review of stock trading activities by the company’s directors, supervisors, senior management, and related parties [4][5]. Group 3: Commitments from Individuals - Individuals involved in the transaction provided written commitments stating that their stock trading activities were based on public information and independent judgment, and they did not engage in insider trading [6][8][10]. - The commitments included assurances that they would refrain from trading the company's stock until the transaction is completed or terminated [7][11][12]. Group 4: Independent Advisors' Opinions - The independent financial advisor, Shenwan Hongyuan Securities, confirmed that the stock trading activities of the relevant parties did not constitute insider trading and would not materially affect the restructuring [15]. - The legal advisor, Beijing Deheng Law Firm, also affirmed that the trading activities did not involve insider information and would not impact the transaction [15].
新疆宝地矿业股份有限公司 关于发行股份及支付现金购买资产并募集配套资金暨关联交易相关主体买卖股票情况自查报告的公告