气派科技: 气派科技股份有限公司董事和高级管理人员所持本公司股份及其变动管理制度

General Principles - The company establishes a management system for the shares held by directors and senior management to comply with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1][2] - This system applies to all shares registered in the names of directors and senior management, including those held through others' accounts [1] Shareholding and Trading Rules - Directors and senior management can sell shares through the Shanghai Stock Exchange or other legally permitted methods, adhering to commitments regarding holding periods and methods of reduction [2][3] - There are specific circumstances under which directors and senior management are prohibited from reducing their holdings, such as during investigations or within certain timeframes after their appointment or departure [3][4][5] Reporting and Disclosure Requirements - Directors and senior management must report their shareholding information to the company and relevant authorities at specified times, ensuring the data is timely, truthful, and complete [3][6] - The company secretary is responsible for managing and verifying the shareholding data of directors and senior management [3] Restrictions on Trading - There are restrictions on trading shares during specific periods, such as before the announcement of annual or quarterly reports, and during significant events that may affect share prices [5][6] - Directors and senior management are limited to reducing no more than 25% of their total shareholdings in a year, with additional restrictions applying after leaving the company [6][7] Shareholding Changes and Plans - Directors and senior management must notify the company of their trading plans in writing before executing any buy or sell orders, and must wait for feedback from the company secretary [7][8] - Any changes in shareholding must be reported within two trading days, including details of the transaction [9][10] Compliance and Penalties - Directors and senior management must ensure that their relatives and controlled entities do not engage in insider trading based on non-public information [10][11] - Violations of the trading rules may result in penalties from the company and regulatory authorities, including the recovery of profits from illegal trades [11][12]