东方电热: 内幕信息知情人登记管理制度

Core Points - The company has established a system for managing insider information to ensure compliance with relevant laws and regulations, protecting investors' rights [1][2][3] - The board of directors is responsible for managing insider information, with the chairman as the main person in charge and the board secretary handling the registration and reporting of insider information [1][2] - The company must maintain confidentiality regarding insider information and prevent insider trading or manipulation of stock prices [3][4] Insider Information Definition and Scope - Insider information refers to non-public information that could significantly impact the company's operations, finances, or stock prices, including major events that could affect trading prices [3][4] - Specific examples of insider information include significant asset transactions, changes in management, and financial performance indicators [3][4] Insider Information Recipients - Insider information recipients include company directors, senior management, and other personnel who have access to insider information due to their roles [4][5] - External parties such as regulatory agency staff and related stakeholders are also considered insider information recipients [5][6] Registration and Reporting - The company must register and report insider information recipients' details to the Shenzhen Stock Exchange within five trading days after the information is publicly disclosed [9][10] - The registration must include comprehensive details about the recipients, including their relationship with the company and the nature of the insider information [9][10] Confidentiality Management - The company must limit the number of individuals who have access to insider information and ensure that all materials containing such information are securely stored [14][15] - Insider information recipients are obligated to maintain confidentiality and are prohibited from disclosing or trading based on insider information before it is publicly disclosed [14][15] Accountability and Penalties - The company will impose penalties on individuals who leak insider information or engage in insider trading, which may include disciplinary actions or legal consequences [17][18] - Shareholders and other stakeholders who violate confidentiality obligations may also face repercussions, including potential legal action [17][18]