DFDR(SZ:300217) Zheng Quan Zhi Xing·2025-07-23 16:14General Provisions - The company establishes regulations for the shareholding and trading activities of its directors and senior management to comply with relevant laws and regulations [2][3] - Directors and senior management must be aware of prohibitions against insider trading and market manipulation before trading the company's shares [2][3] Information Reporting and Disclosure - Directors and senior management are required to report their personal and immediate family members' information to the Shenzhen Stock Exchange at specific times, including when they are newly appointed or when their information changes [4][5] - The company must ensure timely and accurate reporting of shareholding changes to the Shenzhen Stock Exchange and bear legal responsibilities for any inaccuracies [5][6] Share Transfer Principles - Directors and senior management must notify the board secretary of their trading plans three trading days in advance, and the board secretary is responsible for confirming compliance with disclosure regulations [13][14] - There are restrictions on the percentage of shares that can be transferred annually, with a maximum of 25% of their total holdings [16][17] Lock-up Periods and Trading Restrictions - Shares acquired by directors and senior management are subject to lock-up periods, with 100% lock-up for shares acquired within one year of the company's listing [8][9] - Trading is prohibited during specific periods, such as 15 days before the annual and semi-annual reports and 5 days before quarterly reports [20][21] Responsibilities and Penalties - Violations of the trading regulations may result in the company recovering profits from illegal trades and potential disciplinary actions against responsible individuals [26][27] - The company is responsible for managing the data of its directors and senior management regarding shareholdings and must report any violations to regulatory authorities [30][31]