3PEAK(SH:688536) Zheng Quan Zhi Xing·2025-07-31 16:38Summary of Key Points Core Viewpoint The report outlines the compliance and process of issuing convertible bonds and raising funds through a specific stock issuance by Si Rui Pu Microelectronics Technology (Suzhou) Co., Ltd. The issuance aims to support the acquisition of assets and is conducted under the regulations set by the China Securities Regulatory Commission and the Shanghai Stock Exchange. Group 1: Issuance Overview - The issuance price is set at 125.80 yuan per share, which is 117.36% of the minimum price based on the average trading price over the previous 20 trading days [2][3][10] - The total amount raised from the issuance is capped at 383.38 million yuan, with a final issuance of 3,047,535 shares [3][10][17] - The issuance process has been approved by the board of directors and shareholders, complying with relevant regulations [4][20] Group 2: Compliance and Procedures - The issuance followed necessary internal and external approval processes, including obtaining registration from the China Securities Regulatory Commission [4][20] - The report confirms that the issuance process adhered to the principles of fairness and transparency, ensuring no conflicts of interest among the involved parties [19][20] - The final investors selected for the issuance are compliant with the regulations and do not include any related parties that could pose a conflict of interest [10][20] Group 3: Investor Participation - A total of 6 investors were confirmed for the issuance, all of whom met the criteria set forth in the relevant regulations [2][10] - The investors' funds were verified to ensure they did not receive any guarantees or financial support from the issuer or its major shareholders [18][20] - The issuance included a lock-up period of 6 months for the newly issued shares, preventing immediate resale [10][20]