嘉元科技: 广东嘉元科技股份有限公司董事和高级管理人员持有及买卖本公司股票管理制度

Core Points - The document outlines the governance system for the management of stock trading by directors and senior management of Guangdong Jiayuan Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The company requires directors and senior management to strictly adhere to commitments regarding changes in their shareholdings [1] - The shares held by directors and senior management include those registered in their securities accounts and those held through others' accounts [1] Group 2: Reporting and Management of Share Changes - The company secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring timely online reporting of personal information [2] - Directors and senior management must report their shareholding changes within specific timeframes, including within two trading days after their appointment or any changes in personal information [2] Group 3: Transfer Management - There are restrictions on the transfer of shares held by directors and senior management, including a one-year lock-up period post-listing and a six-month restriction after leaving the company [3][4] - Specific conditions under which shares cannot be transferred include involvement in securities violations or pending investigations [4] Group 4: Information Disclosure Management - Directors and senior management must disclose their share transfer plans at least fifteen trading days before selling shares, including details such as quantity, source, and method of transfer [3][5] - They are also required to report any changes in shareholdings within two trading days of the occurrence [6][8] Group 5: Responsibilities and Penalties - Violations of the share trading regulations may result in penalties from regulatory bodies, and the company may impose additional sanctions [6] - Directors and senior management are liable for any losses incurred by the company or investors due to non-compliance with these regulations [6] Group 6: Supplementary Provisions - The governance system will be revised in accordance with future laws and regulations, and the board of directors is responsible for its interpretation and amendment [7][8]