General Principles - The purpose of the fundraising management system is to strengthen and standardize the management of raised funds, improving their efficiency and effectiveness [4] - The raised funds refer to the money collected by the company through the issuance of stocks or other equity-like securities for specific purposes, excluding funds raised for equity incentive plans [4] Fundraising Account Management - The company must prudently select commercial banks and establish special accounts for raised funds, ensuring that these funds are not mixed with other funds or used for other purposes [5] - A tripartite supervision agreement must be signed with the sponsor or independent financial advisor and the commercial bank within one month of the funds being in place [6] Use of Raised Funds - The company is prohibited from using raised funds for pledging or other disguised changes in the purpose of the funds [8] - The company must ensure the authenticity and fairness of the use of raised funds, preventing misuse by controlling shareholders or related parties [9] Changes in Fund Usage - Any changes in the use of raised funds or the use of surplus funds must be approved by the shareholders' meeting if they meet certain thresholds [7] - The company must disclose the progress of projects funded by raised funds, including any reasons for delays or changes in plans [6][12] Fund Management and Supervision - The board of directors must continuously monitor the actual storage, management, and use of raised funds, issuing semi-annual and annual reports on the status of these funds [16] - If there are significant discrepancies between the actual investment progress and the planned investment, the company must explain the reasons [16] Special Audits and Reports - The company must hire an accounting firm to conduct a special audit of the actual investment projects and the use of raised funds during the annual audit [19] - The sponsor or independent financial advisor must conduct on-site inspections of the management and use of raised funds at least semi-annually [26]
惠通科技: 募集资金管理制度（2025年8月）