中证协就券业信息系统稳定性保障体系标准征求意见 明确“三位一体”框架

Core Viewpoint - The China Securities Association has drafted a standard for the stability assurance system of securities industry information systems, addressing the increasing complexity of system architecture due to advanced technologies like distributed architecture and microservices [1] Group 1: Background and Rationale - The current management practices in securities firms have accumulated experience in system stability management, including change control, emergency response, emergency drills, and monitoring alert mechanisms [1] - The traditional passive operation and maintenance model is becoming inadequate to meet business demands due to the exponential increase in system architecture complexity [1] Group 2: Principles and Framework - The drafted standard is based on four principles: compliance, controllability, closed-loop, and data [1] - It proposes a "three-in-one" stability assurance system framework that includes organizational, institutional, and procedural guarantees [1] Group 3: Organizational and Institutional Guarantees - Organizational guarantees specify the structure, personnel capability requirements, and goal management for stability assurance [1] - Institutional guarantees encompass regulations, technical standards, operational procedures, and timelines, forming a closed-loop system to ensure management requirements are actionable and traceable [1] Group 4: Process Guarantees - The process guarantees focus on ten core processes related to stability architecture management, observability management, monitoring alerts, and fault management [1] - Each core process includes mechanism guarantees, key activities, and evaluation elements [1]