海新能科: 内幕信息知情人登记制度（2025年08月）

Core Viewpoint - The article outlines the insider information management system of Beijing Hai New Energy Technology Co., Ltd, emphasizing the importance of confidentiality and compliance with relevant laws and regulations to protect investors' rights and ensure fair information disclosure. Group 1: General Principles - The company establishes this system to enhance insider information management and maintain confidentiality, in accordance with various laws and regulations [2][3]. - The board of directors is responsible for managing insider information, ensuring the authenticity, accuracy, and completeness of insider information [2][3]. Group 2: Scope of Insider Information - Insider information includes significant changes in the company's operational policies, major investments, and any information that could materially affect the company's securities market price [6][7]. - Specific examples of insider information include major asset transactions exceeding 30% of total assets, significant losses, changes in major shareholders, and any legal proceedings involving the company [4][6]. Group 3: Insider Information Knowledgeable Persons - Insider information knowledgeable persons include company directors, senior management, and any personnel who may access insider information due to their roles [8][9]. - The system also covers external parties such as major shareholders and regulatory agency staff who may come into contact with insider information [9][10]. Group 4: Registration and Filing of Insider Information Knowledgeable Persons - The company must maintain a record of insider information knowledgeable persons, including their details and the circumstances under which they gained access to insider information [11][12]. - This record must be submitted to the Shenzhen Stock Exchange within five trading days after the public disclosure of insider information [11][12]. Group 5: Confidentiality Management and Penalties - Insider information knowledgeable persons are obligated to maintain confidentiality and are prohibited from trading based on insider information before it is publicly disclosed [23][24]. - Violations of confidentiality can lead to penalties, including potential criminal charges for severe breaches [28][29].