华翔股份: 北京市康达律师事务所关于山西华翔集团股份有限公司2021年限制性股票激励计划预留授予部分第三期解锁条件成就及回购注销部分限制性股票相关事项的法律意见书

Core Viewpoint - The legal opinion letter addresses the conditions for unlocking and repurchasing restricted stock under the 2021 incentive plan of Shanxi Huaxiang Group Co., Ltd, confirming compliance with relevant laws and regulations [4][21][22] Group 1: Incentive Plan Details - The company approved the third phase of unlocking restricted stock under the 2021 incentive plan, granting 11,090,500 shares at a price of 5.51 RMB per share to 251 eligible participants [12][13] - The plan includes provisions for repurchasing and canceling restricted stock for participants who no longer meet eligibility criteria, with a total of 62,100 shares to be repurchased [14][21] Group 2: Unlocking Conditions - The unlocking of restricted stock is contingent upon the company meeting specific financial performance criteria, including a minimum revenue of 400 million RMB or a net profit of 27 million RMB for the year 2023 [19][21] - The company has successfully met the conditions for unlocking, allowing 16 participants to have their restricted stock released [21][22] Group 3: Repurchase and Cancellation - The company will repurchase 24,000 shares from a participant who left due to personal reasons, in accordance with the incentive plan's stipulations [21][22] - The repurchase price will be the same as the grant price, ensuring compliance with the management regulations and the incentive plan [22]