基金销售部门负责人未取得基金从业资格便履职！晋商银行被警示

Core Points - Jinshang Bank has been issued a warning letter by the Shanxi Securities Regulatory Bureau due to violations related to the qualifications of its fund sales department personnel and failure to submit necessary documentation for personnel changes [1][2] - The regulatory body emphasized the need for Jinshang Bank to take immediate corrective actions, enhance internal control systems, and improve compliance management in fund sales [1] - In addition to the recent violations, Jinshang Bank has previously faced penalties for allowing personnel to perform duties without proper approval, resulting in a fine of 300,000 yuan [3]