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日久光电: 委托理财管理制度

Core Viewpoint - The document outlines the regulations and principles governing the entrusted financial management activities of Jiangsu Rijiu Optoelectronics Co., Ltd. to mitigate investment risks and protect the interests of investors and the company [1][2]. Group 1: General Provisions - The company and its subsidiaries must adhere to the decision-making procedures, reporting systems, and monitoring measures when engaging in entrusted financial management [1]. - Entrusted financial management refers to the act of the company delegating investment and management of its assets to professional financial institutions [1]. - The company must ensure that the funds used for entrusted financial management are idle funds and do not affect normal operations or project funding [2][3]. Group 2: Principles of Entrusted Financial Management - The company must conduct entrusted financial management prudently, in compliance with laws, based on scientific decision-making, and with a focus on risk prevention [2]. - Funds for entrusted financial management should come from idle funds, including idle self-owned and raised funds, and must not interfere with the company's operational and project funding needs [2]. Group 3: Decision-Making and Management - The board of directors must review entrusted financial management matters, ensuring that the approval authority is not delegated to individuals without proper risk control measures [3]. - If the entrusted financial management amount exceeds 50% of the company's latest audited net assets and is over 50 million RMB, it must be submitted for shareholder meeting approval [3][4]. Group 4: Risk Assessment and Management - The finance department is responsible for managing entrusted financial management, including planning, implementing strategies, and ensuring compliance with risk control measures [4][5]. - The finance department must conduct feasibility analyses and risk assessments for investment types and report to the company’s financial department [4]. Group 5: Information Disclosure - The company must not use entrusted financial management to circumvent necessary approval processes or information disclosure obligations [5]. - The company is required to disclose significant events related to entrusted financial management, such as failures in fundraising or changes in key contractual terms [5][6].