Core Viewpoint - Shenzhen Securities Regulatory Bureau announced that Ding Tai Si Fang (Shenzhen) Private Securities Fund Management Co., Ltd. violated regulations in its private fund operations, including failing to independently fulfill certain investment management responsibilities and treating different investors unfairly within the same fund [1] Group 1 - The Shenzhen Securities Regulatory Bureau issued a warning letter to Ding Tai Si Fang Private Fund, as well as to individuals Yao Yimin and Chen Yongbao, for their involvement in the violations [1] - The violations included not adhering to the duty of diligence and prudence in managing and utilizing private fund assets [1] - The actions of the responsible individuals indicated a lack of compliance with relevant behavioral norms in the management of private funds [1]
因未独立履行部分私募投资管理职责等问题,鼎泰四方私募被监管出具警示函
Bei Jing Shang Bao·2025-08-13 10:49